DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Heirloom Wealth Management LLC
Latest filing Apr 10, 2026
First filing on the tape Feb 26, 2018 · 41 filings
SEC status approved since Mar 30, 2018
RAUM
$1.1B
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
88%
$973M individuals and HNW
Advisors
19
registered through the firm on IAPD
RAUM per advisor
$58.3M
derived; firm RAUM over IAPD count
Employees
18
17 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$1.1B as of Apr 10, 2026
Jan 22, 2019$136M then
HNW client RAUM$731M as of Apr 10, 2026
Jan 22, 2019$64.3M then
State-registered IARs (5.B.3)17 as of Apr 10, 2026
Jan 22, 20195 then
Employees (5.A)18 as of Apr 10, 2026
Jan 22, 20195 then
Private funds: no history
RAUM +80% over the last fiscal year+46% a year over threeIARs 11 to 17
Practice profile
derived from the filing of Apr 10, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $58.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 44derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $441,721derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 89%derivedof RAUM
- Institutional
- 12%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 9.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +80%derivedbetween the last two annual amendments
- Advisor growth, one year
- +55%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +28%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$731M66%
- Individuals$242M22%
- Pension and profit-sharing plans$124M11%
- Charitable organizations$7.0M0.6%
- Corporations and businesses$5.1M0.5%
- Individual clients
- 575reported
- HNW clients
- 254reported
- Pension plan clients
- 15reported
- Charitable clients
- 4reported
- Accounts
- 2,509reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.88 fund_share=0.0 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
19 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Richard Leonard HurleyCertified Financial Planner | Greenwood Village, Co | Mar 30, 2018 | 11 y | 1 |
| Michael Gregory EustonCertified Financial Planner, Chartered Financial Analyst | Greenwood Village, Co | Apr 20, 2018 | 15 y | 3 |
| William M Miller | Greenwood Village, Co | Apr 20, 2018 | 15 y | 3 |
| Desiree Ann Segler | Greenwood Village, Co | May 1, 2018 | 20 y | 1 |
| Amanda Lea Arthur | Greenwood Village, Co | Jan 22, 2019 | 25 y | 10 |
| Nicholas Allen Burke | Denver, Co | May 13, 2019 | 22 y | 0 |
| Jeffrey N WeltyCertified Financial Planner | Greenwood Village, Co | Jan 9, 2021 | 20 y | 1 |
| Robert Bruce PotterCertified Financial Planner | Greenwood Village, Co | Nov 1, 2022 | 43 y | 1 |
| Jackson B PotterCertified Financial Planner | Greenwood Village, Co | Nov 1, 2022 | 12 y | 2 |
| Roger Damon Segler | Greenwood Village, Co | Dec 20, 2022 | 15 y | 0 |
| Jamie Eleanor OlsonCertified Financial Planner | Greenwood Village, Co | Feb 17, 2023 | 10 y | 0 |
| Gabriel J PardueCertified Financial Planner | Greenwood Village, Co | May 1, 2024 | 12 y | 0 |
| Brea Anne Howard | Greenwood Village, Co | May 16, 2025 | 15 y | 0 |
| Luke Terwilliger Laflam | Greenwood Village, Co | Sep 9, 2025 | 12 y | 0 |
| Cooper Benedict | Greenwood Village, Co | Oct 28, 2025 | 10 y | 0 |
| Deron Darryl SwabyCertified Financial Planner | Greenwood Village, Co | Dec 4, 2025 | 11 y | 3 |
| David Baldwin MorganCertified Financial Planner | Greenwood Village, Co | Jan 6, 2026 | 29 y | 5 |
| Aimee Sophie Burke | Denver, Co | May 8, 2026 | 11 y | 0 |
| Elizabeth Wilder | Greenwood Village, Co | Aug 19, 2026 | 10 y | 1 |
Advisor movement
0 left, 3 joined in 12 months
net +3 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Courtney Elizabeth Feemster to Charles Schwab & Co., Inc.Apr 4, 2025 · RIA to affiliated broker-dealer or bank
Joined, latest
- Elizabeth Wilder from UBS Financial Services Inc.Aug 19, 2026 · Wirehouse to independent RIA
- David Baldwin Morgan from Rosel Wealth Management, LLCJan 6, 2026 · RIA to RIA
- Deron Darryl Swaby from Butler Financial ServicesDec 4, 2025 · RIA to RIA
- Courtney Elizabeth Feemster from Fidelity Personal And Workplace AdvisorsSep 13, 2024 · Affiliated broker-dealer or bank to independent RIA
- Jackson B Potter from Potter Financial Solutions, Inc.Nov 1, 2022 · Other
- Robert Bruce Potter from Potter Financial Solutions, Inc.Nov 1, 2022 · Other
- Jeffrey N Welty from Curian Capital, LLCJan 9, 2021 · Other
- Amanda Lea Arthur from Creighton Retirement PartnersJan 22, 2019 · Other
- Desiree Ann Segler from LPL Financial LLCMay 1, 2018 · RIA to a newly registered adviser
- William M Miller from Independent Financial PartnersApr 20, 2018 · RIA to a newly registered adviser
- Michael Gregory Euston from Independent Financial PartnersApr 20, 2018 · RIA to a newly registered adviser
- Richard Leonard Hurley from Independent Financial PartnersMar 30, 2018 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Potter Financial Solutions, Inc.Jan 30, 2023 · Westminster, Co
- 3 joined from Independent Financial PartnersApr 5, 2018 · Englewood, Co
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Gregory Michael Euston · Managing Membercontrolsince 06/2014 · owns 50% to 75%
- Leonard Richard Hurley · Cco, Managing Membercontrolsince 01/2018 · owns 25% to 50%
Related persons
Schedule D 7.A
- Creighton Retirement Partnersinvestment advisern
- Heirloom Tax Solutions, LLCinsurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Greenwood Village, Co · principal | 19 | 5 | 0 | ||
| Denver, Co | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Denver, CO2 employees
- Denver, CO1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- advisor count surgeChange between filings · filing Apr 10, 2026advisory representatives (Item 5.B.3) moved from 11.0 to 17.0 (+55.0%) between the annual amendments of 2025-02-14 and 2026-04-10; the peer median change was 0.0% (999 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $1B to $5B (999) · 96% percentile
- employee count surgeChange between filings · filing Apr 10, 2026employees (Item 5.A) moved from 11.0 to 18.0 (+64.0%) between the annual amendments of 2025-02-14 and 2026-04-10; the peer median change was +4.0% (1050 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,050) · 97% percentile
- RAUM up 50 %Change between filings · filing Apr 10, 2026RAUM (Item 5.F) moved from $614,050,256 to $1,108,279,134 (+80.0%) between the annual amendments of 2025-02-14 and 2026-04-10; the peer median change was +17.0% (1297 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,297) · 96% percentile
What changed
consecutive filings, newest first
- Accounts · 2,114 to 2,509Feb 23, 2026 to Mar 9, 2026
- HNW clients · 203 to 254Feb 23, 2026 to Mar 9, 2026
- Individual clients · 498 to 575Feb 23, 2026 to Mar 9, 2026
- Discretionary RAUM · $826M to $982MFeb 23, 2026 to Mar 9, 2026
- HNW RAUM · $505M to $731MFeb 23, 2026 to Mar 9, 2026
- Individual RAUM · $189M to $242MFeb 23, 2026 to Mar 9, 2026
- Non-discretionary RAUM · $2.9M to $126MFeb 23, 2026 to Mar 9, 2026
- RAUM · $829M to $1.1BFeb 23, 2026 to Mar 9, 2026
- Accounts · 1,800 to 2,114Oct 16, 2025 to Feb 23, 2026
- Advisory employees · 11 to 17Oct 16, 2025 to Feb 23, 2026
- Charity clients · unset to 4.0Oct 16, 2025 to Feb 23, 2026
- HNW clients · 147 to 203Oct 16, 2025 to Feb 23, 2026
- Individual clients · 503 to 498Oct 16, 2025 to Feb 23, 2026
- Pension plan clients · 17 to 15Oct 16, 2025 to Feb 23, 2026
- Employees · 11 to 18Oct 16, 2025 to Feb 23, 2026
- Insurance-licensed employees · 1 to 0Oct 16, 2025 to Feb 23, 2026
- Financial planning clients · 251-500 to 0Oct 16, 2025 to Feb 23, 2026
- State-registered IARs · 11 to 17Oct 16, 2025 to Feb 23, 2026
- Discretionary RAUM · $553M to $826MOct 16, 2025 to Feb 23, 2026
- HNW RAUM · $360M to $505MOct 16, 2025 to Feb 23, 2026
- Individual RAUM · $184M to $189MOct 16, 2025 to Feb 23, 2026
- Non-discretionary RAUM · $60.6M to $2.9MOct 16, 2025 to Feb 23, 2026
- Pension RAUM · $58.4M to $124MOct 16, 2025 to Feb 23, 2026
- RAUM · $614M to $829MOct 16, 2025 to Feb 23, 2026
- BD registered reps · 1 to 0Feb 14, 2025 to Jun 3, 2025
- Financial planning clients · 251-500 to 251-500Feb 14, 2025 to Jun 3, 2025
- Accounts · 1,611 to 1,800Oct 17, 2024 to Feb 14, 2025
- Corporate clients · unset to 5.0Oct 17, 2024 to Feb 14, 2025
- HNW clients · 176 to 147Oct 17, 2024 to Feb 14, 2025
- Individual clients · 423 to 503Oct 17, 2024 to Feb 14, 2025
- Pension plan clients · 14 to 17Oct 17, 2024 to Feb 14, 2025
- Other offices · 2 to 1Oct 17, 2024 to Feb 14, 2025
- Discretionary RAUM · $450M to $553MOct 17, 2024 to Feb 14, 2025
- HNW RAUM · $325M to $360MOct 17, 2024 to Feb 14, 2025
- Individual RAUM · $113M to $184MOct 17, 2024 to Feb 14, 2025
- Non-discretionary RAUM · $50.2M to $60.6MOct 17, 2024 to Feb 14, 2025
- Pension RAUM · $48.1M to $58.4MOct 17, 2024 to Feb 14, 2025
- RAUM · $500M to $614MOct 17, 2024 to Feb 14, 2025
- Related adviser · true to falseOct 17, 2024 to Feb 14, 2025
- Related insurance company · true to falseOct 17, 2024 to Feb 14, 2025
Signals
7 dated events
- Heirloom Wealth Management Llc reported RAUM $1.1B, up 34% from $829.3M (2026-02-23 to 2026-03-09)Mar 9, 2026 · RAUM change · derived
- Heirloom Wealth Management Llc reported RAUM $829.3M, up 35% from $614.1M (2025-10-16 to 2026-02-23)Feb 23, 2026 · RAUM change · derived
- Courtney Elizabeth Feemster left Heirloom Wealth Management Llc for Charles Schwab & Co., Inc. (registered 2025-10-10)Apr 4, 2025 · Advisor changed firm · fact
- Heirloom Wealth Management Llc reported RAUM $500.4M, up 42% from $352.8M (2023-09-21 to 2024-02-20)Feb 20, 2024 · RAUM change · derived
- 2 advisors left Potter Financial Solutions, Inc. (Westminster, CO) for Heirloom Wealth Management LLC on the same dayJan 30, 2023 · Team lift-out · derived
- M William Miller (Member) no longer on Schedule A of Heirloom Wealth Management Llc (listed 2020-06-22, absent 2020-08-13)Aug 13, 2020 · Control person left · inference
- Heirloom Wealth Management Llc filed its initial SEC registration (Form ADV)Feb 26, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@heirloomwm.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 720-328-2877reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/heirloom-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- HEIRLOOMWM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 720-328-2877reportedpublic record, Form ADV, Apr 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $58.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026