J••••• M•••••• S•• L••••••

• W••••• I• Y••••••• L•• state registered current
  since Jan 4, 2023 · Zephyr Cove, Nv
• F••••••• P••••••• A•• W•••••••• A••••••• former
  Jul 13, 2018 to Apr 25, 2022 · Boston, Ma
• S•••••••• A••••••• L•• national BD
  Sep 25, 2015 to Jul 13, 2018 · Merrimack, Nh

• F••••••• P••••••• A•• W•••••••• A••••••• to W••••• I• Y••••••• L••
  left Apr 25, 2022, registered Jan 4, 2023 (254 days) · Affiliated broker-dealer or bank to a state-registered adviser
• S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
  left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

• J••••• M•••••• S•• L•••••• left F••••••• P••••••• A•• W•••••••• A••••••• for W••••• I• Y••••••• L•• (registered 2023-01-04)
  Apr 25, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

12derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address