RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• V• A•••••••••
- A••••••••• L•• independent RIA currentsince Oct 17, 2024 · New York, Ny
- M••••• S•••••• wirehouseFeb 28, 2020 to Mar 12, 2024 · Little Falls, Nj
- M••••• S•••••• to A••••••••• L••left Mar 12, 2024, registered Oct 17, 2024 (219 days) · Wirehouse to independent RIA
- E••••• V• A••••••••• left M••••• S•••••• for A••••••••• L•• (registered 2024-10-17)Mar 12, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address