DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• A•••••• M•••••••••

E••••• J••••national BDExton, Padual registrantIAPD 6438348

Feed of 09/14/2026

Also filed as R••••• A. M•••••••••

At current firm

0 y

since May 11, 2026

In the industry

11 y

since May 29, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since May 11, 2026 · Exton, Pa
S••••• A••••••• I••• BD affiliated
Aug 26, 2021 to Oct 2, 2024 · Montgomery, Pa
L••• S••••• A•••••••• L•• former
Jul 12, 2019 to Mar 10, 2021 · Southampton, Pa
M•• I•••••••• S•••••••• L•• BD affiliated
Dec 21, 2016 to Jul 25, 2017 · Radnor, Pa
E•••••••• A•••••••• L•• national BD
May 29, 2015 to Nov 25, 2015 · Bala Cynwyd, Pa

Moves

a registration end followed by a registration begin elsewhere

S••••• A••••••• I••• to E••••• J••••
left Oct 2, 2024, registered May 11, 2026 (586 days) · Affiliated broker-dealer or bank to another
L••• S••••• A•••••••• L•• to S••••• A••••••• I•••
left Mar 10, 2021, registered Aug 26, 2021 (169 days) · Affiliated broker-dealer or bank to another
M•• I•••••••• S•••••••• L•• to L••• S••••• A•••••••• L••
left Jul 25, 2017, registered Jul 12, 2019 (717 days) · Other
E•••••••• A•••••••• L•• to M•• I•••••••• S•••••••• L••
left Nov 25, 2015, registered Dec 21, 2016 (392 days) · Other

Signals

R••••• A•••••• M••••••••• left S••••• A••••••• I••• for E••••• J•••• (registered 2026-05-11)
Oct 2, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address