DFX Intelligence
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Registered advisor
J••• W•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J••••• D• W••••••••• D••••• W••••••••• D• W••••••••• W•••••
At current firm
1 y
since Sep 18, 2025
In the industry
15 y
since Dec 1, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Sep 18, 2025 · Olympia, Wa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 19, 2021 to Sep 19, 2025 · Tacoma, Wa
- T• A••••••••• I••••••••• M••••••••• L•• formerAug 14, 2018 to Dec 31, 2020 · Olympia, Wa
- T• A••••••••• I••• formerAug 14, 2018 to Jan 11, 2021 · Olympia, Wa
- M••••• S•••••• wirehouseMar 26, 2015 to Jul 18, 2018 · Olympia, Wa
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Sep 19, 2025, registered Sep 18, 2025 (-1 days) · Wirehouse to wirehouse
- T• A••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 11, 2021, registered Jan 19, 2021 (8 days) · Other · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 31, 2020, registered Aug 14, 2018 (-870 days) · corporate re-registration, not a move
- M••••• S•••••• to T• A••••••••• I••••••••• M••••••••• L••left Jul 18, 2018, registered Aug 14, 2018 (27 days) · Wirehouse to independent RIA
Signals
- ••• LockedSep 19, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address