RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• C•••••
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Glendale, Co
- F••••••• P••••••• A•• W•••••••• A••••••• formerJan 23, 2025 to Mar 31, 2025 · Greenwood Village, Co
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 2, 2022 to Dec 3, 2024 · Ogden, Ut
- U••• B•••••• I••••••••• I••• formerJun 1, 2022 to Jun 2, 2022 · Layton, Ut
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Dec 3, 2024, registered Jan 23, 2025 (51 days) · Wirehouse to affiliated broker-dealer or bank
- U••• B•••••• I••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 2, 2022, registered Jun 2, 2022 (0 days) · Affiliated broker-dealer or bank to wirehouse
- John Craner left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Fidelity Personal And Workplace Advisors (registered 2025-01-23)Dec 3, 2024 · Advisor changed firm · fact
- John Craner left U.S. Bancorp Investments, Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-06-02)Jun 2, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address