RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• R•• G•••••
- G•• S••••••••• I••• BD affiliated currentsince Jan 12, 2018 · Mableton, Ga
- A••••••• A••••••• S••••••• formerJun 21, 2017 to Dec 31, 2017 · Greensboro, Ga
- C•••••• C••••• I••••••••• A•••••••• I••• unclassifiedFeb 15, 2017 to Jun 21, 2017 · Smyrna, Ga
- P•••••••• A••••••• national BDJul 13, 2015 to Dec 31, 2016 · Atlanta, Ga
- A••••••• A••••••• S••••••• to G•• S••••••••• I•••left Dec 31, 2017, registered Jan 12, 2018 (12 days) · Other
- C•••••• C••••• I••••••••• A•••••••• I••• to A••••••• A••••••• S•••••••left Jun 21, 2017, registered Jun 21, 2017 (0 days) · Other · moved with a team
- P•••••••• A••••••• to C•••••• C••••• I••••••••• A•••••••• I•••left Dec 31, 2016, registered Feb 15, 2017 (46 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address