RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Z•••••• W•••• B•••••••
- T•••• R••••••••• S••••••• L•• state registered currentsince Aug 11, 2022 · Chesterfield, Mo
- C••••••• P••••••• independent RIAJan 7, 2022 to May 31, 2022 · Des Peres, Mo
- P••••••• F•••••••• A••••••• L•• formerDec 9, 2020 to Mar 28, 2022 · Des Peres, Mo
- C••••••• P••••••• to T•••• R••••••••• S••••••• L••left May 31, 2022, registered Aug 11, 2022 (72 days) · RIA to a state-registered adviser
- P••••••• F•••••••• A••••••• L•• to C••••••• P•••••••left Mar 28, 2022, registered Jan 7, 2022 (-80 days) · RIA to RIA · moved with a team
- Zachary Wayne Bradford left Creative Planning for Tenet Retirement Services Llc (registered 2022-08-11)May 31, 2022 · Advisor changed firm · fact
- Zachary Wayne Bradford left Paradigm Financial Advisors Llc for Creative Planning (registered 2022-01-07)Mar 28, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address