J••••• K••••• S•••••

• T• P•••••• C••••• W••••• L•• BD affiliated current
  since Feb 13, 2020 · Greenville, Sc
• W•••• F•••• A••••••• wirehouse
  Dec 15, 2017 to Oct 9, 2019 · Stone Mountain, Ga
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  May 12, 2016 to Nov 28, 2017 · Augusta, Ga
• W•••• F•••• A••••••• wirehouse
  Oct 5, 2015 to Apr 13, 2016 · Atlanta, Ga

• W•••• F•••• A••••••• to T• P•••••• C••••• W••••• L••
  left Oct 9, 2019, registered Feb 13, 2020 (127 days) · Wirehouse to affiliated broker-dealer or bank
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
  left Nov 28, 2017, registered Dec 15, 2017 (17 days) · Wirehouse to wirehouse
• W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Apr 13, 2016, registered May 12, 2016 (29 days) · Wirehouse to wirehouse · moved with a team

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

11derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address