RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• P•••••
- I••• I••••••••• S••••••••• I••• former currentsince Jun 24, 2026 · Miami, Fl
- B•• S••••••••• I••• mixed wealthMay 2, 2022 to Mar 12, 2024 · Miami, Fl
- T••••• A••••••• S•••••••• I••• BD affiliatedJan 19, 2018 to Apr 28, 2022 · Atlanta, Ga
- B•• S••••••••• I••• to I••• I••••••••• S••••••••• I•••left Mar 12, 2024, registered Jun 24, 2026 (834 days) · RIA to RIA
- T••••• A••••••• S•••••••• I••• to B•• S••••••••• I•••left Apr 28, 2022, registered May 2, 2022 (4 days) · Affiliated broker-dealer or bank to independent RIA
- M••••• P••••• left B•• S••••••••• I••• for I••• I••••••••• S••••••••• I••• (registered 2026-06-24)Mar 12, 2024 · Advisor changed firm · fact
- M••••• P••••• left T••••• A••••••• S•••••••• I••• for B•• S••••••••• I••• (registered 2022-05-02)Apr 28, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address