DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••• P•••••• L•••••

H• W•••••independent RIAAtlanta, GaIA-onlyIAPD 6445053

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as S••• P L•••••

At current firm

4 y

since Jun 17, 2022

In the industry

11 y

since Jun 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H• W••••• independent RIA current
since Jun 17, 2022 · Atlanta, Ga
A•••••• W••••• former
Jan 16, 2020 to Dec 31, 2023 · Atlanta, Ga
O•••••••• P•••••••• L••• former
Feb 7, 2019 to Jun 7, 2022 · Atlanta, Ga
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Aug 14, 2015 to Jan 18, 2019 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

A•••••• W••••• to H• W•••••
left Dec 31, 2023, registered Jun 17, 2022 (-562 days) · RIA to RIA · moved with a team
O•••••••• P•••••••• L••• to A•••••• W•••••
left Jun 7, 2022, registered Jan 16, 2020 (-873 days) · Other · moved with a team
N••••••••• M••••• I••••••••• S••••••••• to O•••••••• P•••••••• L•••
left Jan 18, 2019, registered Feb 7, 2019 (20 days) · Other

Signals

S••• P•••••• L••••• left A•••••• W••••• for H• W••••• (registered 2022-06-17)
Dec 31, 2023 · Advisor changed firm · fact
S••• P•••••• L••••• left O•••••••• P•••••••• L••• for A•••••• W••••• (registered 2020-01-16)
Jun 7, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address