B••••••• M••••••••

• K•• I••••••••• S••••••• L•• BD affiliated current
  since Nov 3, 2022 · Brooklyn, Oh
• L•• F•••••••• L•• BD affiliated
  Jun 9, 2021 to Nov 10, 2022 · Brockport, Ny
• M•• S••••••••• I••• unclassified
  Apr 20, 2020 to Jun 9, 2021 · Baltimore, Md
• M•• I•••••••• S•••••••• L•• BD affiliated
  Apr 5, 2018 to Oct 14, 2019 · Rochester, Ny
• E•••••••• A•••••••• L•• national BD
  Oct 21, 2015 to Mar 5, 2018 · Rochester, Ny

• L•• F•••••••• L•• to K•• I••••••••• S••••••• L••
  left Nov 10, 2022, registered Nov 3, 2022 (-7 days) · RIA to affiliated broker-dealer or bank · moved with a team
• M•• S••••••••• I••• to L•• F•••••••• L••
  left Jun 9, 2021, registered Jun 9, 2021 (0 days) · corporate re-registration, not a move
• M•• I•••••••• S•••••••• L•• to M•• S••••••••• I•••
  left Oct 14, 2019, registered Apr 20, 2020 (189 days) · Other
• E•••••••• A•••••••• L•• to M•• I•••••••• S•••••••• L••
  left Mar 5, 2018, registered Apr 5, 2018 (31 days) · Affiliated broker-dealer or bank to another

• ••• Locked
  Nov 10, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

16derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address