RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• H••• B••••
- A••••••••• I••• BD affiliated currentsince May 20, 2024 · Concord, Ca
- B•••• W••••• M••••••••• L•• unclassifiedJul 30, 2015 to Dec 31, 2017 · Charlottesville, Va
- R••• W•••••• L•• independent RIAFeb 27, 2015 to Jun 5, 2015 · Charlottesville, Va
- B•••• W••••• M••••••••• L•• to A••••••••• I•••left Dec 31, 2017, registered May 20, 2024 (2332 days) · Other
- R••• W•••••• L•• to B•••• W••••• M••••••••• L••left Jun 5, 2015, registered Jul 30, 2015 (55 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address