DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••• W•••••• L••
Latest filing Feb 24, 2026
First filing on the tape Dec 4, 2014 · 38 filings
SEC status approved since Jan 2, 2015
RAUM
$346M
reported, Item 5.F
Discretionary
72%
of RAUM
Private clients
99%
$343M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$173M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$346M as of Feb 24, 2026
Feb 1, 2016$100M then
HNW client RAUM$298M as of Feb 24, 2026
Mar 9, 2018$57.1M then
State-registered IARs (5.B.3)2 as of Feb 24, 2026
Feb 1, 20163 then
Employees (5.A)4 as of Feb 24, 2026
Feb 1, 20166 then
Private funds: no history
RAUM +10% over the last fiscal year+13% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $173MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 110derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.5MderivedHNW RAUM over HNW clients
- Average account
- $692,212derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 72%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.4%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Wrap fee program
- $6.0MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$298M86%
- Individuals$44.8M13%
- Pooled investment vehicles$2.7M0.8%
- Corporations and businesses$442,4060.1%
- Individual clients
- 165reported
- HNW clients
- 54reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 500reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $6.0M sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.01 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••••• J•••• M••••••••• | Charlottesville, Va | Jan 16, 2015 | 25 y | 2 |
| M•••••• H• D•••••Certified Financial Planner | Charlottesville, Va | Jan 16, 2015 | 18 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- T•••• H••• B•••• to B•••• W••••• M••••••••• L••Jun 5, 2015 · Other
Joined, latest
- S•••••• J•••• M••••••••• from S•••••• N••••••• • C••••••• I•••••••••Jan 16, 2015 · Affiliated broker-dealer or bank to a newly registered adviser
- M•••••• H• D••••• from S•••••• N••••••• • C••••••• I•••••••••Jan 16, 2015 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from S•••••• N••••••• • C••••••• I•••••••••Jan 22, 2015 · Charlottesville, Va
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• J•••• E•••••••• · Chief Compliance Officercontrolsince 01/2015 · owns less than 5%
- D•••••• M••••••• H• · Member And Chief Operating Officercontrolsince 01/2015 · owns 25% to 50%
- M••••••••• S••••••• J•••• · Chief Executive Officercontrolsince 01/2015 · owns less than 5%
- M••••••••• S••••••• J•••• · Managing Membercontrolsince 01/2015 · owns 75% or more of Leviathan Capital Ventures, LLC
Entity owners
- L•••••••• C•••••• V•••••••• L•• · Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Charlottesville, Va · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Feb 24, 2026wrap fee program participation (Item 5.I): no on the filing of 2025-03-21, yes on the filing of 2026-02-24peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 490 to 500Mar 21, 2025 to Feb 24, 2026
- HNW clients · 44 to 54Mar 21, 2025 to Feb 24, 2026
- Individual clients · 172 to 165Mar 21, 2025 to Feb 24, 2026
- Assets in custody · $115M to $118MMar 21, 2025 to Feb 24, 2026
- Discretionary RAUM · $231M to $248MMar 21, 2025 to Feb 24, 2026
- HNW RAUM · $264M to $298MMar 21, 2025 to Feb 24, 2026
- Individual RAUM · $46.3M to $44.8MMar 21, 2025 to Feb 24, 2026
- Non-discretionary RAUM · $82.7M to $98.4MMar 21, 2025 to Feb 24, 2026
- Pooled vehicle RAUM · $2.3M to $2.7MMar 21, 2025 to Feb 24, 2026
- RAUM · $313M to $346MMar 21, 2025 to Feb 24, 2026
- Wrap assets (manager) · unset to 0.0Mar 21, 2025 to Feb 24, 2026
- Wrap assets (sponsor) · unset to 6019947.0Mar 21, 2025 to Feb 24, 2026
- Accounts · 505 to 490Feb 7, 2024 to Mar 21, 2025
- Corporate clients · 2 to 3Feb 7, 2024 to Mar 21, 2025
- HNW clients · 42 to 44Feb 7, 2024 to Mar 21, 2025
- Individual clients · 174 to 172Feb 7, 2024 to Mar 21, 2025
- Pooled vehicle clients · 2 to 1Feb 7, 2024 to Mar 21, 2025
- Assets in custody · $101M to $115MFeb 7, 2024 to Mar 21, 2025
- Custody of client assets · true to falseFeb 7, 2024 to Mar 21, 2025
- Financial planning clients · 1-10 to 1-10Feb 7, 2024 to Mar 21, 2025
- Discretionary RAUM · $197M to $231MFeb 7, 2024 to Mar 21, 2025
- HNW RAUM · $217M to $264MFeb 7, 2024 to Mar 21, 2025
- Individual RAUM · $42.3M to $46.3MFeb 7, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $65.6M to $82.7MFeb 7, 2024 to Mar 21, 2025
- Pooled vehicle RAUM · $3.2M to $2.3MFeb 7, 2024 to Mar 21, 2025
- RAUM · $262M to $313MFeb 7, 2024 to Mar 21, 2025
- Wrap assets (manager) · 271677.0 to unsetFeb 7, 2024 to Mar 21, 2025
- Wrap assets (sponsor) · 7375207.0 to unsetFeb 7, 2024 to Mar 21, 2025
- Accounts · 509 to 505Mar 21, 2023 to Feb 7, 2024
- Corporate clients · 0 to 2Mar 21, 2023 to Feb 7, 2024
- HNW clients · 43 to 42Mar 21, 2023 to Feb 7, 2024
- Individual clients · 170 to 174Mar 21, 2023 to Feb 7, 2024
- Assets in custody · $90.5M to $101MMar 21, 2023 to Feb 7, 2024
- Discretionary RAUM · $183M to $197MMar 21, 2023 to Feb 7, 2024
- HNW RAUM · $200M to $217MMar 21, 2023 to Feb 7, 2024
- Individual RAUM · $34.1M to $42.3MMar 21, 2023 to Feb 7, 2024
- Non-discretionary RAUM · $56.3M to $65.6MMar 21, 2023 to Feb 7, 2024
- Pooled vehicle RAUM · $2.7M to $3.2MMar 21, 2023 to Feb 7, 2024
- RAUM · $239M to $262MMar 21, 2023 to Feb 7, 2024
- Wrap assets (manager) · $283,699 to $271,677Mar 21, 2023 to Feb 7, 2024
Signals
2 dated events
- Charles Almy (Member) no longer on Schedule A of Rede Wealth, Llc (listed 2019-09-20, absent 2019-09-23)Sep 23, 2019 · Control person left · inference
- Abestra Capital Management, Llc filed its initial SEC registration (Form ADV)Dec 4, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 434-974-3500reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 434-974-3510reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 844-637-7333reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- REDEWEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (434) 974-3500reportedpublic record, Form ADV, Feb 24, 2026
- Contact form
- redewealth.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $173Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026