RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• F•••• D••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Jan 31, 2025 · Asheville, Nc
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 5, 2018 to Jan 30, 2025 · Asheville, Nc
- O••••••••• • C•• I••• BD affiliatedJul 23, 2015 to Jan 12, 2018 · Asheville, Nc
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to R••••• W• B•••• • C•• I•••••••••left Jan 30, 2025, registered Jan 31, 2025 (1 days) · Affiliated broker-dealer or bank to independent RIA
- O••••••••• • C•• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 12, 2018, registered Jan 5, 2018 (-7 days) · Other
- M••••• F•••• D•••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for R••••• W• B•••• • C•• I••••••••• (registered 2025-01-31)Jan 30, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address