DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• M•••••• A••••••

T•••••• W••••• M••••••••• L••state registeredMaitland, FlIA-onlyIAPD 6449836

Certified Financial Planner

Feed of 09/14/2026

Also filed as J••••• M•••••• A••••••

At current firm

0 y

since Jan 28, 2026

In the industry

10 y

since Aug 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T•••••• W••••• M••••••••• L•• state registered current
since Jan 28, 2026 · Maitland, Fl
5• N•••• P•••••• W••••• independent RIA
May 30, 2024 to Sep 16, 2024 · Winter Park, Fl
H•••••••• A•••••••• L•• BD affiliated
Jan 24, 2024 to Apr 19, 2024 · Orlando, Fl
R••••••• C••••••••• G•••• former
Feb 12, 2018 to Jan 26, 2024 · Orlando, Fl

Moves

a registration end followed by a registration begin elsewhere

5• N•••• P•••••• W••••• to T•••••• W••••• M••••••••• L••
left Sep 16, 2024, registered Jan 28, 2026 (499 days) · RIA to a state-registered adviser
H•••••••• A•••••••• L•• to 5• N•••• P•••••• W•••••
left Apr 19, 2024, registered May 30, 2024 (41 days) · Affiliated broker-dealer or bank to independent RIA
R••••••• C••••••••• G•••• to H•••••••• A•••••••• L••
left Jan 26, 2024, registered Jan 24, 2024 (-2 days) · RIA to affiliated broker-dealer or bank · moved with a team

Signals

J••••• M•••••• A•••••• left 5• N•••• P•••••• W••••• for T•••••• W••••• M••••••••• L•• (registered 2026-01-28)
Sep 16, 2024 · Advisor changed firm · fact
J••••• M•••••• A•••••• left H•••••••• A•••••••• L•• for 5• N•••• P•••••• W••••• (registered 2024-05-30)
Apr 19, 2024 · Advisor changed firm · fact
J••••• M•••••• A•••••• left R••••••• C••••••••• G•••• for H•••••••• A•••••••• L•• (registered 2024-01-24)
Jan 26, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address