RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• A••••••
- C•••••• G•••• P•••••• C••••• S•••••••• I••• independent RIA currentsince Dec 18, 2024 · Los Angeles, Ca
- C•••••• C••••• G••••• I••• no RAUMJan 17, 2022 to Jan 25, 2023 · San Antonio, Tx
- C•••••• C••••• G••••• I••• to C•••••• G•••• P•••••• C••••• S•••••••• I•••left Jan 25, 2023, registered Dec 18, 2024 (693 days) · Other
- D•••• A•••••• left C•••••• C••••• G••••• I••• for C•••••• G•••• P•••••• C••••• S•••••••• I••• (registered 2024-12-18)Jan 25, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address