DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N••••••• S•••• Y•••••

T•••••••independent RIAMechanicsburg, Pa IA-onlyIAPD 6455373

Feed of 09/14/2026

Also filed as N••••••• Y•••••

At current firm

1 y

since Oct 29, 2024

In the industry

12 y

since May 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N••••••••• state registered current
since Jul 2, 2025 · Mechanicsburg, Pa
T••••••• independent RIA current
since Oct 29, 2024 · Winston Salem, Nc
A•• P•••••• W••••• A•••••••• L•• former
Nov 30, 2022 to Dec 2, 2024 · West Conshohocken, Pa
M•• W••••• M••••••••• L•• unclassified
Jul 11, 2022 to Apr 10, 2024 · Camp Hill, Pa
N••••••••• state registered
Feb 4, 2022 to Dec 11, 2024 · Camp Hill, Pa

Moves

a registration end followed by a registration begin elsewhere

N••••••••• to M•• W••••• M••••••••• L••
left Dec 11, 2024, registered Jul 11, 2022 (-884 days) · Other
A•• P•••••• W••••• A•••••••• L•• to T•••••••
left Dec 2, 2024, registered Oct 29, 2024 (-34 days) · RIA to RIA
M•• W••••• M••••••••• L•• to A•• P•••••• W••••• A•••••••• L••
left Apr 10, 2024, registered Nov 30, 2022 (-497 days) · Other

Signals

N••••••• S•••• Y••••• left Nobleyield for M•• W••••• M••••••••• L•• (registered 2022-07-11)
Dec 11, 2024 · Advisor changed firm · fact
N••••••• S•••• Y••••• left A•• P•••••• W••••• A•••••••• L•• for Timonier (registered 2024-10-29)
Dec 2, 2024 · Advisor changed firm · fact
N••••••• S•••• Y••••• left M•• W••••• M••••••••• L•• for A•• P•••••• W••••• A•••••••• L•• (registered 2022-11-30)
Apr 10, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address