DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••••••
Legal name T••••••• F••••• O•••••• L•••
Latest filing Feb 10, 2026
First filing on the tape Mar 26, 2012 · 27 filings
SEC status approved since Jun 29, 2009
RAUM
$450M
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
91%
$408M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$113M
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$450M as of Feb 10, 2026
Mar 26, 2012$126M then
HNW client RAUM$382M as of Feb 10, 2026
Mar 27, 2018$194M then
State-registered IARs (5.B.3)5 as of Feb 10, 2026
Mar 26, 20120 then
Employees (5.A)8 as of Feb 10, 2026
Mar 7, 20133 then
Private funds: no history
RAUM +16% over the last fiscal year+16% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Feb 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $113MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 47derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.8MderivedHNW RAUM over HNW clients
- Average account
- $636,922derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 91%derivedof RAUM
- Institutional
- 9.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$382M85%
- Pension and profit-sharing plans$42.3M9.4%
- Individuals$25.5M5.7%
- Individual clients
- 86reported
- HNW clients
- 100reported
- Pension plan clients
- 12reported
- Charitable clients
- 0reported
- Accounts
- 707reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• J••••• F•••••Chartered Financial Analyst | Winston Salem, Nc | May 18, 2011 | 29 y | 1 |
| N••••••• C• B•••• | Winston Salem, Nc | Jul 9, 2013 | 13 y | 0 |
| N••••••• S•••• Y••••• | Mechanicsburg, Pa | Oct 29, 2024 | 12 y | 3 |
| S••••• B••••••• S••••Certified Financial Planner | Winston Salem, Nc | Jan 22, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- T•••• L•• B•••• to I•••• F••• A•••••••• I•••Mar 2, 2023 · RIA to RIA
Joined, latest
- N••••••• S•••• Y••••• from A•• P•••••• W••••• A•••••••• L••Oct 29, 2024 · RIA to RIA
- J••••• J••••• F••••• from H•••••• A•• A••••••••• L••May 18, 2011 · Other
- T•••• L•• B•••• from W•• A•••••••• L•Jul 13, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••••• M••••••• M•••••• · Chief Financial Officercontrolsince 08/2022 · owns 5% to 10%
- B••••• N•••••••• C• · Presidentcontrolsince 02/2020 · owns 25% to 50%
- F•••••• J•••••• J••••• · Vice President And Ccocontrolsince 02/2020 · owns 25% to 50%
- L•••• R••••• · General Counselcontrolsince 02/2020 · owns 10% to 25%
Related persons
Schedule D 7.A
- N••••••• C• B••••investment companyy
- R••••• J• L•••y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Winston Salem, Nc · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 758 to 707Mar 12, 2025 to Feb 10, 2026
- Charity clients · 8 to 0Mar 12, 2025 to Feb 10, 2026
- HNW clients · 79 to 100Mar 12, 2025 to Feb 10, 2026
- Individual clients · 88 to 86Mar 12, 2025 to Feb 10, 2026
- Pension plan clients · 10 to 12Mar 12, 2025 to Feb 10, 2026
- State-registered IARs · 4 to 5Mar 12, 2025 to Feb 10, 2026
- Discretionary RAUM · $347M to $408MMar 12, 2025 to Feb 10, 2026
- HNW RAUM · $323M to $382MMar 12, 2025 to Feb 10, 2026
- Individual RAUM · $22.6M to $25.5MMar 12, 2025 to Feb 10, 2026
- Non-discretionary RAUM · $41.8M to $42.3MMar 12, 2025 to Feb 10, 2026
- Pension RAUM · $41.8M to $42.3MMar 12, 2025 to Feb 10, 2026
- RAUM · $389M to $450MMar 12, 2025 to Feb 10, 2026
- Accounts · 724 to 758Feb 3, 2025 to Mar 12, 2025
- Charity clients · 9 to 8Feb 3, 2025 to Mar 12, 2025
- HNW clients · 73 to 79Feb 3, 2025 to Mar 12, 2025
- Individual clients · 109 to 88Feb 3, 2025 to Mar 12, 2025
- Pension plan clients · 12 to 10Feb 3, 2025 to Mar 12, 2025
- Financial planning clients · 101-250 to 101-250Feb 3, 2025 to Mar 12, 2025
- Discretionary RAUM · $303M to $347MFeb 3, 2025 to Mar 12, 2025
- HNW RAUM · $277M to $323MFeb 3, 2025 to Mar 12, 2025
- Individual RAUM · $25.3M to $22.6MFeb 3, 2025 to Mar 12, 2025
- Non-discretionary RAUM · $35.6M to $41.8MFeb 3, 2025 to Mar 12, 2025
- Pension RAUM · $35.6M to $41.8MFeb 3, 2025 to Mar 12, 2025
- RAUM · $339M to $389MFeb 3, 2025 to Mar 12, 2025
- Advisory employees · 3 to 4Mar 5, 2024 to Feb 3, 2025
- Employees · 7 to 8Mar 5, 2024 to Feb 3, 2025
- State-registered IARs · 3 to 4Mar 5, 2024 to Feb 3, 2025
- Accounts · 564 to 724Oct 12, 2023 to Mar 5, 2024
- Charity clients · 8 to 9Oct 12, 2023 to Mar 5, 2024
- HNW clients · 71 to 73Oct 12, 2023 to Mar 5, 2024
- Individual clients · 96 to 109Oct 12, 2023 to Mar 5, 2024
- Pension plan clients · 9 to 12Oct 12, 2023 to Mar 5, 2024
- Discretionary RAUM · $264M to $303MOct 12, 2023 to Mar 5, 2024
- HNW RAUM · $238M to $277MOct 12, 2023 to Mar 5, 2024
- Individual RAUM · $26.3M to $25.3MOct 12, 2023 to Mar 5, 2024
- Non-discretionary RAUM · $27.6M to $35.6MOct 12, 2023 to Mar 5, 2024
- Pension RAUM · $27.6M to $35.6MOct 12, 2023 to Mar 5, 2024
- RAUM · $292M to $339MOct 12, 2023 to Mar 5, 2024
- Accounts · 675 to 564Mar 3, 2023 to Mar 31, 2023
- Advisory employees · 2 to 3Mar 3, 2023 to Mar 31, 2023
Signals
9 dated events
- Timonier reported RAUM $292.1M, down 29% from $409.0M (2023-03-03 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- M•••••• M•••••• A••••• (Chief Financial Officer) appeared on Schedule A of TimonierMar 3, 2023 · Control person joined · fact
- T•••• L•• B•••• left Timonier for I•••• F••• A•••••••• I••• (registered 2024-03-06)Mar 2, 2023 · Advisor changed firm · fact
- Thomas Samuel Mccraw (Cfo) no longer on Schedule A of Timonier (listed 2022-06-10, absent 2023-02-27)Feb 27, 2023 · Control person left · inference
- Lee Timothy Baker (President, Chief Compliance Officer) no longer on Schedule A of Timonier (listed 2020-06-24, absent 2021-03-29)Mar 29, 2021 · Control person left · inference
- C Nicholas Baker (President) appeared on Schedule A of TimonierMar 29, 2021 · Control person joined · fact
- Jacoby Janice French (Vice President And Cco) appeared on Schedule A of TimonierMar 29, 2021 · Control person joined · fact
- R••••• L••• (General Counsel) appeared on Schedule A of TimonierMar 29, 2021 · Control person joined · fact
- Thomas Samuel Mccraw (Cfo) appeared on Schedule A of TimonierMar 29, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Timonier · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business phone
- 336-725-5010reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/T•••••••-FAMILY-OFFICE-LTD-reportedpublic record, Form ADV, Sep 18, 2026
- Website
- T•••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 336-725-5010reportedpublic record, Form ADV, Feb 10, 2026
- Contact form
- t•••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- t•••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $113Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026