DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
G•••••••• M•••• T•••••••
Feed of 09/14/2026
Also filed as G•••••••• M•••• M••••••••• M• T••••••••• T•••••••
At current firm
2 y
since Apr 29, 2024
In the industry
11 y
since Feb 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- V••• F•••••••• A•••••••• I••• BD affiliated currentsince Apr 29, 2024 · Miami, Fl
- C•••••• S••••• • C••• I••• national BDOct 19, 2022 to May 10, 2024 · Coral Gables, Fl
- F••••••• P••••••• A•• W•••••••• A••••••• formerJun 23, 2021 to Oct 17, 2022 · Raleigh, Nc
- C•••••• S••••• • C••• I••• national BDJun 17, 2015 to May 14, 2021 · Pasadena, Ca
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to V••• F•••••••• A•••••••• I•••left May 10, 2024, registered Apr 29, 2024 (-11 days) · Affiliated broker-dealer or bank to another
- F••••••• P••••••• A•• W•••••••• A••••••• to C•••••• S••••• • C••• I•••left Oct 17, 2022, registered Oct 19, 2022 (2 days) · Affiliated broker-dealer or bank to another
- C•••••• S••••• • C••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left May 14, 2021, registered Jun 23, 2021 (40 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
- ••• LockedMay 10, 2024 · Advisor changed firm · fact
- ••• LockedOct 17, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address