DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kevin Thomas Hopperton
Feed of 09/15/2026
Also filed as Kevin Thomas Hopperton
At current firm
0 y
since Apr 20, 2026
In the industry
12 y
since Jun 1, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- U.S. Bancorp Advisors, LLC BD affiliated currentsince Apr 20, 2026 · Maineville, Oh
- Fifth Third Securities, Inc. BD affiliatedMay 11, 2017 to Apr 21, 2026 · Cincinnati, Oh
- Strategic Advisers LLC national BDOct 14, 2015 to May 9, 2017 · Covington, Ky
Moves
a registration end followed by a registration begin elsewhere
- Fifth Third Securities, Inc. to U.S. Bancorp Advisors, LLCleft Apr 21, 2026, registered Apr 20, 2026 (-1 days) · Affiliated broker-dealer or bank to another
- Strategic Advisers LLC to Fifth Third Securities, Inc.left May 9, 2017, registered May 11, 2017 (2 days) · Other
Signals
- Kevin Thomas Hopperton left Fifth Third Securities, Inc. for U.S. Bancorp Advisors, Llc (registered 2026-04-20)Apr 21, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address