B•••• S•••••

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
  since Apr 13, 2023 · Topeka, Ks
• L•• F•••••••• L•• BD affiliated
  May 18, 2022 to Mar 27, 2023 · Topeka, Ks
• C••• B•••••••• S•••••••• I••• former
  Apr 21, 2016 to May 18, 2022 · Topeka, Ks
• C••••• I••••••••• A••••••• L•• BD affiliated
  Jun 8, 2015 to Apr 11, 2016 · Topeka, Ks

• L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Mar 27, 2023, registered Apr 13, 2023 (17 days) · Affiliated broker-dealer or bank to another
• C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••
  left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
• C••••• I••••••••• A••••••• L•• to C••• B•••••••• S•••••••• I•••
  left Apr 11, 2016, registered Apr 21, 2016 (10 days) · Other

• ••• Locked
  Mar 27, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

11derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address