RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•• B•••• K••••••••
- H•••••• F•••••••• S•••••••• I••• independent RIA currentsince Jan 28, 2026 · Reston, Va
- W••••••••• A••••••• independent RIAJun 23, 2022 to Oct 17, 2025 · Potomac, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 23, 2016 to Jun 17, 2022 · Vienna, Va
- W••••••••• A••••••• to H•••••• F•••••••• S•••••••• I•••left Oct 17, 2025, registered Jan 28, 2026 (103 days) · RIA to RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W••••••••• A•••••••left Jun 17, 2022, registered Jun 23, 2022 (6 days) · Wirehouse to independent RIA
- M•• B•••• K•••••••• left W••••••••• A••••••• for H•••••• F•••••••• S•••••••• I••• (registered 2026-01-28)Oct 17, 2025 · Advisor changed firm · fact
- M•• B•••• K•••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for W••••••••• A••••••• (registered 2022-06-23)Jun 17, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address