RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••••• M••••••• E••••••
- I••••• C••••••• L•• asset manager currentsince Mar 9, 2023 · San Francisco, Ca
- D•• F•••••••• unclassifiedAug 22, 2021 to Dec 31, 2021 · Detroit, Mi
- S•••••••• I••••••••• A•••••••• L•• formerJun 7, 2017 to Sep 21, 2021 · Birmingham, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 16, 2016 to Feb 27, 2017 · Hunt Valley, Md
- D•• F•••••••• to I••••• C••••••• L••left Dec 31, 2021, registered Mar 9, 2023 (433 days) · Other
- S•••••••• I••••••••• A•••••••• L•• to D•• F••••••••left Sep 21, 2021, registered Aug 22, 2021 (-30 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• I••••••••• A•••••••• L••left Feb 27, 2017, registered Jun 7, 2017 (100 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address