DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Iconiq Capital, LLC
Latest filing Aug 12, 2026
First filing on the tape Dec 1, 2011 · 59 filings
SEC status approved since Dec 1, 2011
RAUM
$118B
reported, Item 5.F
Discretionary
73%
of RAUM
Private clients
9.2%
$11B individuals and HNW
Advisors
85
registered through the firm on IAPD
RAUM per advisor
$1.4B
derived; firm RAUM over IAPD count
Employees
513
158 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
351
reported on Schedule D
History
59 filings and snapshots on the tape
RAUM$118B as of Aug 12, 2026
Mar 30, 2012$1.6B then
HNW client RAUM$11B as of Aug 12, 2026
Mar 29, 2018$12B then
State-registered IARs (5.B.3)81 as of Aug 12, 2026
Mar 30, 20120 then
Employees (5.A)513 as of Aug 12, 2026
Apr 1, 201331 then
Private funds351 as of Aug 12, 2026
Mar 30, 20123 then
RAUM +24% over the last fiscal year+15% a year over threeIARs 73 to 81
Practice profile
derived from the filing of Aug 12, 2026; every figure names its basis
- RAUM per advisor
- $1.4BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 4derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $28.3MderivedHNW RAUM over HNW clients
- Average account
- $71.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 73%derivedof RAUM
- Institutional
- 21%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 6.0derivedItem 5.A over advisors
- Advisors per office
- 28.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +11%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.3%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Custody
- $38B, 446 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$83B70%
- Charitable organizations$24B21%
- High-net-worth individuals$11B9.2%
- Individual clients
- 0reported
- HNW clients
- 380reported
- Pension plan clients
- 0reported
- Charitable clients
- 113reported
- Accounts
- 1,651reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $38B for 446 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.09 fund_share=0.7 institutional_share=0.21 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
85 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Divesh Kanthylal Makan | San Francisco, Ca | Dec 1, 2011 | 24 y | 2 |
| Michael Thomas Anders | New York, Ny | Dec 1, 2011 | 23 y | 2 |
| Patrick Alexander Weisman | San Francisco, Ca | Mar 6, 2012 | 17 y | 2 |
| Lindzey L Dau | San Francisco, Ca | Mar 27, 2012 | 16 y | 1 |
| Christopher Damon Moy | San Francisco, Ca | Apr 8, 2014 | 14 y | 1 |
| Molly M Ahrabian | New York, Ny | May 4, 2015 | 15 y | 0 |
| Alexander Vaz | San Francisco, Ca | Jun 23, 2015 | 14 y | 0 |
| Chirag Nitin Mehta | San Francisco, Ca | Sep 14, 2015 | 26 y | 0 |
| Peter Pauli Bachalis | San Francisco, Ca | Feb 4, 2016 | 11 y | 0 |
| Alex P Wisnewski | San Francisco, Ca | May 24, 2016 | 14 y | 1 |
| Kazan Nathan Braeckman | San Francisco, Ca | Jul 11, 2016 | 14 y | 0 |
| Jacob Thomas Siewert | San Francisco, Ca | Nov 11, 2016 | 12 y | 0 |
| Monica Diane Hernandez | San Francisco, Ca | Aug 17, 2017 | 13 y | 2 |
| Alec David Anderson | New York, Ny | Oct 9, 2017 | 15 y | 0 |
| Lindsay Anne Moy | New York, Ny | Jan 31, 2018 | 18 y | 1 |
| Adam Swenson DurfeeCertified Financial Planner | San Francisco, Ca | Dec 5, 2018 | 17 y | 1 |
| Michaela Gloria Victoria Barnett | San Francisco, Ca | Dec 12, 2018 | 10 y | 0 |
| Tessa Bednarz | San Francisco, Ca | Dec 18, 2018 | 12 y | 0 |
| Clark Alden Osborn | San Francisco, Ca | Jan 15, 2020 | 10 y | 0 |
| Eileen Mcmahon Harris | San Francisco, Ca | Jan 26, 2021 | 10 y | 0 |
| Jacob Thomas Biedronski | San Francisco, Ca | Jul 29, 2021 | 12 y | 0 |
| Kristyna Maria Murphy | San Francisco, Ca | Oct 18, 2021 | 12 y | 0 |
| Eric Wirdak | San Francisco, Ca | Dec 18, 2021 | 13 y | 0 |
| Nicholas Carroll | San Francisco, Ca | Apr 11, 2022 | 15 y | 0 |
| Demetrius Marcelle Edwards | San Francisco, Ca | Mar 9, 2023 | 10 y | 3 |
| Adam Jay Battat | San Francisco, Ca | Mar 24, 2023 | 10 y | 2 |
| Christopher J Savage | San Francisco, Ca | Jun 8, 2023 | 10 y | 0 |
| Maximilien Tor Bonnefoy | San Francisco, Ca | Feb 16, 2024 | 13 y | 0 |
| Eugenie Greeff | New York, Ny | Feb 20, 2024 | 10 y | 0 |
| Matthew Ursin-Smith | San Francisco, Ca | Mar 25, 2024 | 10 y | 0 |
| Victoria Yeewing Ho | New York, Ny | Nov 5, 2024 | 12 y | 0 |
| Hao Qiu | San Francisco, Ca | Nov 25, 2024 | 10 y | 0 |
| Andrea Isabel Romero | San Francisco, Ca | Nov 26, 2024 | 10 y | 2 |
| Ajay Monga | San Francisco, Ca | Dec 9, 2024 | 16 y | 0 |
| Megan Elizabeth Lundmark | San Francisco, Ca | Dec 18, 2024 | 14 y | 1 |
| Nicholas Riley Wagstaff | San Francisco, Ca | Jan 7, 2025 | 10 y | 0 |
| Owen Hudson Ferra Hymel | San Francisco, Ca | Feb 5, 2025 | 12 y | 1 |
| Daniel Kalman Netzer | San Francisco, Ca | Mar 20, 2025 | 11 y | 2 |
| Nicole A Lacour | San Francisco, Ca | Mar 27, 2025 | 13 y | 1 |
| Erin Eliza Mcclave | San Francisco, Ca | Apr 15, 2025 | 10 y | 0 |
Advisor movement
1 left, 17 joined in 12 months
net +16 in 12 months0 left in 90 days5 joined in 90 daysdeparture rate 1.2% of current headcount8 left over 36 months
Left, latest
- Nicholas Charles Olsen to Exponent WealthMay 5, 2026 · Other
- Daniella K Jordan to Wells Fargo AdvisorsJul 8, 2025 · Other
- Autumn Joy Anderson to Verita Strategic Wealth Partners, LLCJun 24, 2025 · Other
- Michael Hideyoshi Horio to Ieq Capital, LLCApr 1, 2025 · Other
- Olivier Louis Torchiana to Bbr Partners, LLCJul 8, 2024 · Other
- Brendan James Fraleigh to Moment Private WealthFeb 1, 2024 · Other
- Jonathan Chien-Shen Huang to Mycio Wealth Partners, LLCDec 14, 2023 · Other
- Laura W Neal to Fiduciary Counselling IncOct 2, 2023 · Other
- Michael Anthony Arteaga to MarinerAug 22, 2022 · Other
- Christopher Louis Somers to Freestone Capital Management, LLCJul 7, 2022 · Other
- Avinash Mark Fernandes to Mindoro Capital Partners LLCMay 26, 2022 · Other
- Andrew Mo to Hsbc Securities (USA) Inc.Jan 4, 2022 · Other
- Noel Marie Campbell to Cresset Asset Management, LLCMay 27, 2021 · Other
- Micah Dworak to UBS Financial Services Inc.Jan 19, 2021 · RIA to wirehouse
- Robert Kent Shattuck to Athos Private Wealth LLCAug 17, 2020 · RIA to RIA
Joined, latest
- Tushar Dabral from Neuberger Berman Bd LLCAug 5, 2026 · Other
- Angus Wayte from Strategic Advisers LLCAug 4, 2026 · Other
- William Jesse Carter from Bbr Partners, LLCJul 30, 2026 · Other
- Jack Robert Curcio from Neuberger Berman Bd LLCJul 7, 2026 · Other
- Owen David Rosebeck from CorientJul 7, 2026 · Other
- Hershil Shah from Alliancebernstein L.P.Jun 1, 2026 · Other
- Mark Alan Poelma from Ieq Capital, LLCApr 13, 2026 · Other
- Sean Mahoney from J.P. Morgan Securities LLCMar 17, 2026 · Other
- Paige Renee Carmona from Empirical Wealth ManagementJan 12, 2026 · Other
- Rakesh Tailap Mehta from Morgan StanleyJan 6, 2026 · Other
- Campbell Gulbin from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 6, 2026 · Other
- William Nicholas Steiner from Lendingclub Asset Management, LLCJan 1, 2026 · Other
- Sanjay Challa from Goldman Sachs Wealth Services, L.P.Jan 1, 2026 · Other
- Kristina Marie Mcnamara from CorientNov 11, 2025 · Other
- Ryan Andrew Murry from Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 27, 2025 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 left for Epiq Capital Group, LLCMay 2, 2018 · San Francisco, Ca
Private funds
200 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Iconiq Strategic Partners Vii-B, L.P. | Private Equity Fund | $3.6B | 263 | Mar 29, 2023 |
| Iconiq Strategic Partners Vi-B, L.P. | Private Equity Fund | $2.5B | 360 | Mar 30, 2022 |
| Iconiq Strategic Partners IV-B, L.P. | Private Equity Fund | $2.2B | 149 | Mar 28, 2019 |
| Glide Path Solutions 2022, LP | Hedge Fund | $2.2B | 193 | Mar 30, 2022 |
| Iconiq Strategic Partners Vi, L.P. | Private Equity Fund | $1.7B | 513 | Mar 30, 2022 |
| Iconiq Strategic Partners II, L.P. | Private Equity Fund | $1.7B | 306 | Mar 30, 2015 |
| Emerging Markets Portfolio, L.P. | Private Equity Fund | $1.6B | 248 | Mar 30, 2020 |
| Glide Path Solutions 2021, L.P. | Private Equity Fund | $1.6B | 156 | Mar 30, 2021 |
| Iconiq Strategic Partners V-B, L.P. | Private Equity Fund | $1.4B | 254 | Mar 30, 2021 |
| Iconiq Strategic Partners IV, L.P. | Private Equity Fund | $1.3B | 314 | Mar 28, 2019 |
| Iconiq Strategic Partners II-B, L.P. | Private Equity Fund | $1.3B | 56 | Mar 30, 2015 |
| Iconiq Strategic Partners III-B, L.P. | Private Equity Fund | $1.3B | 113 | Mar 30, 2017 |
| Glide Path Solutions 2023 LP | Hedge Fund | $1.3B | 110 | Mar 29, 2023 |
| Iconiq Strategic Partners Vii, L.P. | Private Equity Fund | $1.3B | 422 | Mar 29, 2023 |
| Iconiq Strategic Partners III, L.P. | Private Equity Fund | $1.3B | 332 | Mar 30, 2017 |
| Tactical Opportunities Portfolio 2020, L.P. | Private Equity Fund | $1.2B | 237 | Mar 30, 2021 |
| Private Equity Portfolio 2022, LP | Private Equity Fund | $1.1B | 292 | Mar 30, 2022 |
| Iconiq Strategic Partners V, L.P. | Private Equity Fund | $1.1B | 365 | Mar 30, 2021 |
| Tactical Opportunities Portfolio 2022, L.P. | Private Equity Fund | $1.0B | 314 | Mar 29, 2023 |
| Co-Investment Portfolio 2022, LP | Private Equity Fund | $957M | 263 | Mar 30, 2022 |
| Private Equity Portfolio 2021, L.P. | Private Equity Fund | $870M | 243 | Mar 30, 2021 |
| Private Equity Portfolio 2023 LP | Private Equity Fund | $859M | 271 | Mar 29, 2023 |
| Co-Investment Portfolio 2021, L.P. | Private Equity Fund | $817M | 228 | Mar 30, 2021 |
| Co-Investment Portfolio 2023 LP | Private Equity Fund | $709M | 263 | Mar 29, 2023 |
| Real Estate Portfolio 2022, LP | Private Equity Fund | $679M | 230 | Mar 30, 2022 |
| Icq Holdings 1-C, LLC | Other Private Fund | $636M | 1 | Mar 29, 2016 |
| Glide Path Solutions 2021 Inter, LP | Hedge Fund | $634M | 55 | Mar 30, 2022 |
| Fixed Income Plus Portfolio LP | Private Equity Fund | $632M | 35 | Mar 27, 2024 |
| Glide Path Solutions 2024, LP | Hedge Fund | $594M | 76 | Mar 27, 2024 |
| Co-Investment Portfolio 2020, L.P. | Private Equity Fund | $575M | 112 | Mar 30, 2020 |
| Venture Capital Portfolio 2022, LP | Private Equity Fund | $565M | 266 | Mar 30, 2022 |
| Absolute Return Portfolio, LP | Private Equity Fund | $553M | 142 | Mar 30, 2022 |
| Iconiq Strategic Partners IV Co-Invest, L.P. Series Ts | Private Equity Fund | $553M | 82 | Mar 30, 2020 |
| Private Equity Portfolio 2024 LP | Private Equity Fund | $553M | 166 | Mar 27, 2024 |
| Real Estate Portfolio 2021, L.P. | Private Equity Fund | $549M | 189 | Mar 30, 2021 |
| Icq Cpe 2018 A-1, L.P. | Other Private Fund | $533M | 143 | Mar 29, 2018 |
| Private Equity Portfolio 2020, L.P. | Private Equity Fund | $527M | 154 | Mar 30, 2020 |
| Icq Investments 9, L.P. | Other Private Fund | $521M | 10 | Mar 28, 2014 |
| Private Diversifiers Portfolio 2022, LP | Private Equity Fund | $520M | 277 | Mar 30, 2022 |
| Icq Cpe 2019 A-1, L.P. | Other Private Fund | $518M | 119 | Mar 28, 2019 |
Owners and control persons
Schedule A and B, latest filing
- Thomas Michael Anders · Partnercontrolsince 11/2011 · owns less than 5%
- Brian Jason Craig · Chief Compliance Officer And Senior Counselcontrolsince 02/2020 · owns less than 5%
- Noel Kevin Foster · Managing Directorcontrolsince 01/2012 · owns less than 5%
- John William Griffith · Partnercontrolsince 01/2013 · owns less than 5%
- Kanthylal Divesh Makan · Partnercontrolsince 11/2011 · owns less than 5%
- Louis Thorne · Chief Operating Officercontrolsince 06/2018 · owns less than 5%
- Diksha Makan · Trusteecontrolsince 10/2020 · owns F of Makan Family Trust Dtd 10/10/05
- Kanthylal Divesh Makan · Trusteecontrolsince 10/2020 · owns F of Makan Family Trust Dtd 10/10/05
- Kanthylal Divesh Makan · Sole Membercontrolsince 12/2013 · owns 75% or more of Iconiq Capital Group Gp, LLC
Entity owners
- Iconiq Capital Group, L.P. · Sole Memberdirect · owns 75% or more
- Iconiq Capital Group Gp, LLC · General Partnerindirect · owns F of Iconiq Feeder, LP
- Iconiq Capital Group Gp, LLC · General Partnerindirect · owns F of Iconiq Management Holdings, LP
- Iconiq Capital Group Gp, LLC · General Partnerindirect · owns F of Iconiq Capital Group, L.P.
- Iconiq Feeder, LP · Limited Partnerindirect · owns 75% or more of Iconiq Management Holdings, LP
- Iconiq Management Holdings, LP · Limited Partnerindirect · owns 75% or more of Iconiq Capital Group, L.P.
- Makan Family Trust Dtd 10/10/05 · Limited Partnerindirect · owns 50% to 75% of Iconiq Feeder, LP
Related persons
Schedule D 7.A
- Bb Holdings Aa Gp, LPpooled vehicle sponsorn
- Bb Holdings To Sp Gp, LPpooled vehicle sponsorn
- Co-Investment Portfolio Gp II, LPpooled vehicle sponsorn
- Co-Investment Portfolio Gp III, LPpooled vehicle sponsorn
- Co-Investment Portfolio Gp IV LPpooled vehicle sponsorn
- Co-Investment Portfolio Gp LLCpooled vehicle sponsorn
- Co-Investment Portfolio Gp LPpooled vehicle sponsorn
- Co-Investment Portfolio Gp V LPpooled vehicle sponsorn
- Gp Interests Portfolio 2021 Gp, LPpooled vehicle sponsorn
- Gp Interests Portfolio 2023 Gp LPpooled vehicle sponsorn
- Gp Interests Portfolio 2024 Gp LPpooled vehicle sponsorn
- Iconiq Capital (Singapore) Pte. Ltd.investment advisery
- Iconiq Dc Fund I Gp Holding, L.P.pooled vehicle sponsorn
- Iconiq Dc Fund II Gp Holding LPpooled vehicle sponsorn
- Iconiq Dc Fund III Gp Holding, L.P.pooled vehicle sponsorn
- Iconiq Partners (Uk) Llpinvestment advisern
- Iconiq Residential Partners Gp, LPpooled vehicle sponsorn
- Iconiq Strategic Management, LLCinvestment advisern
- Iconiq Strategic Partners Gp, L.P.pooled vehicle sponsorn
- Iconiq Strategic Partners II Gp, L.P.pooled vehicle sponsorn
- Iconiq Strategic Partners III Gp, L.P.pooled vehicle sponsorn
- Iconiq Strategic Partners IV Gp, L.P.pooled vehicle sponsorn
- Iconiq Strategic Partners V Gp, L.P.pooled vehicle sponsorn
- Iconiq Strategic Partners Vi Gp, L.P.pooled vehicle sponsorn
- Iconiq Strategic Partners Vii Gp, L.P.pooled vehicle sponsorn
- Icq Bb Gp LLCpooled vehicle sponsorn
- Icq Bhl German Adviser Gmbh & Co. Kginvestment adviserpooled vehicle sponsorn
- Icq Bhl Holdings Gp, LLCpooled vehicle sponsorn
- Icq Cpe I Gp, LLCpooled vehicle sponsorn
- Icq Cs Gp, L.P.pooled vehicle sponsorn
Advisers that list Iconiq Capital, LLC as a related person
- 284694 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Francisco, Ca · principal | 85 | 40 | 1 | 1 | |
| New York, Ny | 20 | 11 | 0 |
Offices
Schedule D 1.F, the 25 largest
- New York, NY46 employees
- Palo Alto, CA5 employees
What changed
consecutive filings, newest first
- Private funds · 350 to 351Apr 14, 2026 to Aug 12, 2026
- Accounts · 1,537 to 1,651Feb 4, 2026 to Mar 26, 2026
- Advisory employees · 136 to 158Feb 4, 2026 to Mar 26, 2026
- Charity clients · 98 to 113Feb 4, 2026 to Mar 26, 2026
- HNW clients · 361 to 380Feb 4, 2026 to Mar 26, 2026
- Pooled vehicle clients · 332 to 353Feb 4, 2026 to Mar 26, 2026
- Assets in custody · $30B to $38BFeb 4, 2026 to Mar 26, 2026
- Employees · 463 to 513Feb 4, 2026 to Mar 26, 2026
- State-registered IARs · 73 to 81Feb 4, 2026 to Mar 26, 2026
- Private funds · 326 to 350Feb 4, 2026 to Mar 26, 2026
- Discretionary RAUM · $71B to $86BFeb 4, 2026 to Mar 26, 2026
- HNW RAUM · $9.6B to $11BFeb 4, 2026 to Mar 26, 2026
- Non-discretionary RAUM · $24B to $32BFeb 4, 2026 to Mar 26, 2026
- Pooled vehicle RAUM · $70B to $83BFeb 4, 2026 to Mar 26, 2026
- RAUM · $95B to $118BFeb 4, 2026 to Mar 26, 2026
- Accounts · 1,477 to 1,537Oct 23, 2024 to Mar 27, 2025
- Advisory employees · 130 to 136Oct 23, 2024 to Mar 27, 2025
- Charity clients · 97 to 98Oct 23, 2024 to Mar 27, 2025
- HNW clients · 341 to 361Oct 23, 2024 to Mar 27, 2025
- Pooled vehicle clients · 304 to 332Oct 23, 2024 to Mar 27, 2025
- Assets in custody · $25B to $30BOct 23, 2024 to Mar 27, 2025
- Employees · 451 to 463Oct 23, 2024 to Mar 27, 2025
- Financial planning clients · 0 to 0Oct 23, 2024 to Mar 27, 2025
- Private funds · 302 to 326Oct 23, 2024 to Mar 27, 2025
- Discretionary RAUM · $64B to $71BOct 23, 2024 to Mar 27, 2025
- HNW RAUM · $9.2B to $9.6BOct 23, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $20B to $24BOct 23, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $65B to $70BOct 23, 2024 to Mar 27, 2025
- RAUM · $84B to $95BOct 23, 2024 to Mar 27, 2025
- Private funds · 301 to 302Oct 3, 2024 to Oct 23, 2024
- Accounts · 1,416 to 1,477Nov 29, 2023 to Mar 27, 2024
- Advisory employees · 137 to 130Nov 29, 2023 to Mar 27, 2024
- Charity clients · 76 to 97Nov 29, 2023 to Mar 27, 2024
- HNW clients · 312 to 341Nov 29, 2023 to Mar 27, 2024
- Pooled vehicle clients · 275 to 304Nov 29, 2023 to Mar 27, 2024
- Assets in custody · $17B to $25BNov 29, 2023 to Mar 27, 2024
- Employees · 452 to 451Nov 29, 2023 to Mar 27, 2024
- State-registered IARs · 71 to 73Nov 29, 2023 to Mar 27, 2024
- Other offices · 3 to 2Nov 29, 2023 to Mar 27, 2024
- Private funds · 276 to 301Nov 29, 2023 to Mar 27, 2024
Signals
24 dated events
- Nicholas Charles Olsen left Iconiq Capital, Llc for Exponent Wealth (registered 2026-05-12)May 5, 2026 · Advisor changed firm · fact
- Daniella K Jordan left Iconiq Capital, Llc for Wells Fargo Advisors (registered 2025-09-30)Jul 8, 2025 · Advisor changed firm · fact
- Autumn Joy Anderson left Iconiq Capital, Llc for Verita Strategic Wealth Partners, Llc (registered 2026-01-01)Jun 24, 2025 · Advisor changed firm · fact
- Michael Hideyoshi Horio left Iconiq Capital, Llc for Ieq Capital, Llc (registered 2025-05-13)Apr 1, 2025 · Advisor changed firm · fact
- William James Jesse (President) no longer on Schedule A of Iconiq Capital, Llc (listed 2024-07-17, absent 2024-10-03)Oct 3, 2024 · Control person left · inference
- Olivier Louis Torchiana left Iconiq Capital, Llc for Bbr Partners, Llc (registered 2026-03-25)Jul 8, 2024 · Advisor changed firm · fact
- Brendan James Fraleigh left Iconiq Capital, Llc for Moment Private Wealth (registered 2024-03-15)Feb 1, 2024 · Advisor changed firm · fact
- Jonathan Chien-Shen Huang left Iconiq Capital, Llc for Mycio Wealth Partners, Llc (registered 2026-01-16)Dec 14, 2023 · Advisor changed firm · fact
- Laura W Neal left Iconiq Capital, Llc for Fiduciary Counselling Inc (registered 2026-07-20)Oct 2, 2023 · Advisor changed firm · fact
- Michael Anthony Arteaga left Iconiq Capital, Llc for Mariner (registered 2022-08-17)Aug 22, 2022 · Advisor changed firm · fact
- Christopher Louis Somers left Iconiq Capital, Llc for Freestone Capital Management, Llc (registered 2023-03-10)Jul 7, 2022 · Advisor changed firm · fact
- Avinash Mark Fernandes left Iconiq Capital, Llc for Mindoro Capital Partners Llc (registered 2024-03-18)May 26, 2022 · Advisor changed firm · fact
- Iconiq Capital, Llc reported RAUM $89.1B, up 47% from $60.5B (2021-12-17 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Andrew Mo left Iconiq Capital, Llc for Hsbc Securities (Usa) Inc. (registered 2022-02-02)Jan 4, 2022 · Advisor changed firm · fact
- Iconiq Capital, Llc reported RAUM $60.5B, up 53% from $39.6B (2020-11-19 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Diksha Makan (Trustee) appeared on Schedule A of Iconiq Capital, LlcNov 19, 2020 · Control person joined · fact
- Iconiq Capital, Llc reported RAUM $42.5B, up 30% from $32.7B (2020-03-02 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Iconiq Capital, Llc reported 72 state-registered advisory representatives, up from 60 (2020-03-02 to 2020-03-30)Mar 30, 2020 · Advisor headcount change · derived
- Nicholas William Steiner (Chief Compliance Officer And Counsel) no longer on Schedule A of Iconiq Capital, Llc (listed 2019-07-03, absent 2020-03-02)Mar 2, 2020 · Control person left · inference
- Brian Jason Craig (Chief Compliance Officer And Counsel) appeared on Schedule A of Iconiq Capital, LlcMar 2, 2020 · Control person joined · fact
- Nicholas William Steiner (Chief Compliance Officer And Counsel) appeared on Schedule A of Iconiq Capital, LlcJul 3, 2019 · Control person joined · fact
- A Jed Clark (Chief Compliance Officer And Counsel) no longer on Schedule A of Iconiq Capital, Llc (listed 2019-04-30, absent 2019-07-03)Jul 3, 2019 · Control person left · inference
- Louis Thorne (Chief Operating Officer) appeared on Schedule A of Iconiq Capital, LlcMar 28, 2019 · Control person joined · fact
- Iconiq Capital, Llc reported RAUM $27.6B, up 35% from $20.5B (2017-09-15 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Iconiq Capital, LLC · Independent Sponsorsshared crd · capital_provider
- Iconiq Capital, LLC · Private Equityshared crd · organization
- Iconiq Capital, LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/iconiq-capital-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- iconiq.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 415-967-7763reportedpublic record, Form ADV, Aug 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.4Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Iconiq Capital, LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…