RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• J• B••••••
- U•• F•••••••• S••••••• I••• wirehouse currentsince Jun 14, 2025 · Dallas, Tx
- A••••••• I••••••••• A•••••••• L•• institutionalMar 1, 2022 to Nov 29, 2024 · Tinley Park, Il
- M••••• C•••••• A•••••••• L•• independent RIAJan 21, 2022 to Jan 25, 2022 · Chicago, Il
- M••••• C•••••• A•••••••• L•• independent RIAAug 31, 2021 to Dec 31, 2021 · Raleigh, Nc
- S••••••• F•••••••• S•••••••• I••• formerJan 7, 2019 to Aug 3, 2021 · St Paul, Mn
- L•• F•••••••• L•• BD affiliatedSep 17, 2015 to Dec 11, 2018 · Rice Lake, Wi
- A••••••• I••••••••• A•••••••• L•• to U•• F•••••••• S••••••• I•••left Nov 29, 2024, registered Jun 14, 2025 (197 days) · Other
- M••••• C•••••• A•••••••• L•• to A••••••• I••••••••• A•••••••• L••left Jan 25, 2022, registered Mar 1, 2022 (35 days) · Other
- S••••••• F•••••••• S•••••••• I••• to M••••• C•••••• A•••••••• L••left Aug 3, 2021, registered Aug 31, 2021 (28 days) · Affiliated broker-dealer or bank to independent RIA
- L•• F•••••••• L•• to S••••••• F•••••••• S•••••••• I•••left Dec 11, 2018, registered Jan 7, 2019 (27 days) · RIA to affiliated broker-dealer or bank
- B••••••• J• B•••••• left A••••••• I••••••••• A•••••••• L•• for U•• F•••••••• S••••••• I••• (registered 2025-06-14)Nov 29, 2024 · Advisor changed firm · fact
- B••••••• J• B•••••• left M••••• C•••••• A•••••••• L•• for A••••••• I••••••••• A•••••••• L•• (registered 2022-03-01)Jan 25, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address