RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• T••••• T••••••••
- O•••••• C•••••••• A•••••••• L•• independent RIA currentsince Sep 25, 2025 · Atlanta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 1, 2022 to Sep 26, 2025 · Atlanta, Ga
- E•••••• C•••••• M••••••••• L•• formerJul 8, 2016 to Dec 13, 2022 · Alpharetta, Ga
- L•• F•••••••• L•• BD affiliatedNov 4, 2015 to Jun 20, 2016 · San Diego, Ca
- W•••••• • R••• formerAug 10, 2015 to Oct 8, 2015 · Atlanta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O•••••• C•••••••• A•••••••• L••left Sep 26, 2025, registered Sep 25, 2025 (-1 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- E•••••• C•••••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 13, 2022, registered Dec 1, 2022 (-12 days) · RIA to wirehouse
- L•• F•••••••• L•• to E•••••• C•••••• M••••••••• L••left Jun 20, 2016, registered Jul 8, 2016 (18 days) · Other
- W•••••• • R••• to L•• F•••••••• L••left Oct 8, 2015, registered Nov 4, 2015 (27 days) · Other
- J••••• T••••• T•••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for O•••••• C•••••••• A•••••••• L•• (registered 2025-09-25)Sep 26, 2025 · Advisor changed firm · fact
- J••••• T••••• T•••••••• left E•••••• C•••••• M••••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-12-01)Dec 13, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address