DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Openarc Corporate Advisory, LLC

Independent wealth managerAtlanta, GeorgiaCRD 336837SEC 801-133754websiteIAPD
Latest filing Sep 16, 2026
First filing on the tape Jul 23, 2025 · 7 filings
SEC status approved since Jul 8, 2025
RAUM
$10B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$10B individuals and HNW
Advisors
122
registered through the firm on IAPD
RAUM per advisor
$82.7M
derived; firm RAUM over IAPD count
Employees
146
80 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$10B as of Jul 27, 2026
Jul 23, 2025$0 then
HNW client RAUM$9.1B as of Jul 27, 2026
Oct 6, 2025$306M then
State-registered IARs (5.B.3)121 as of Jul 27, 2026
Jul 23, 20252 then
Employees (5.A)146 as of Jul 27, 2026
Jul 23, 20253 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 16, 2026; every figure names its basis
RAUM per advisor
$82.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
31derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.9MderivedHNW RAUM over HNW clients
Average account
$694,979derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.2derivedItem 5.A over advisors
Advisors per office
122.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Custody
$820M, 362 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$9.1B90%
  • Individuals$943M9.3%
  • Corporations and businesses$20.2M0.2%
  • Charitable organizations$16.3M0.2%
Individual clients
1,485reported
HNW clients
2,356reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
14,525reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$820M for 362 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
122 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Joseph A SaccoAtlanta, Ga Sep 24, 202532 y1
Brittany L HartnettCertified Financial PlannerAtlanta, GaSep 24, 202518 y1
Blake C KollinAtlanta, GaSep 24, 202512 y1
Joseph TygerAtlanta, GaSep 24, 202510 y1
David M CramerAtlanta, GaSep 24, 202511 y1
Joseph Ayomide ToyeAtlanta, GaSep 24, 202511 y1
Richie Newton-Jamal PinnockAtlanta, GaSep 24, 202511 y1
Nicholas MolinariAtlanta, GaSep 24, 202513 y1
Grant Ruckman AnsleyAtlanta, GaSep 24, 202514 y1
Kathryn Marie BohrAtlanta, GaSep 24, 202513 y1
Kaitlin M EalyAtlanta, GaSep 24, 202510 y1
Michael FazylovAtlanta, GaSep 24, 202513 y1
Taylor Brooke HolleyAtlanta, GaSep 24, 202513 y1
Mary Katherine LinnAtlanta, GaSep 24, 202511 y1
Madeline Lee HarrAtlanta, GaSep 24, 202512 y1
Najee SandersAtlanta, GaSep 24, 202510 y1
Daria MacarieAtlanta, GaSep 24, 202511 y1
Randall RomanAtlanta, GaSep 24, 202518 y1
Everett Spikes CramerAtlanta, GaSep 24, 202510 y1
Wonyul Griffin SohnAtlanta, GaSep 24, 202510 y1
David William Ndukasi OnuorahAtlanta, GaSep 24, 202513 y1
Patrick Mccormack FarrenAtlanta, GaSep 24, 202510 y1
Adil Ahmad KhanCertified Financial PlannerAtlanta, GaSep 24, 202510 y1
Robby Delone PrestonAtlanta, GaSep 24, 202510 y1
Clifford Anthony FarrenAtlanta, GaSep 24, 202511 y1
Chloe Diane CristAtlanta, GaSep 24, 202513 y1
Thomas Arthur JoerresAtlanta, GaSep 24, 202511 y1
Robert Earl HeightchewAtlanta, GaSep 24, 202510 y1
Peter P SerenoAtlanta, GaSep 24, 202518 y1
Elizabeth Grace WhiteCertified Financial PlannerAtlanta, GaSep 24, 202517 y1
Chad BlalockAtlanta, GaSep 24, 202516 y1
Jeffrey Scott NeumeyerAtlanta, GaSep 24, 202526 y1
Chester P RollinsAtlanta, GaSep 24, 202517 y1
Steven Roger PredilettoAtlanta, GaSep 24, 202528 y1
Mark AdkinsAtlanta, GaSep 24, 202515 y3
Robert W CramerCertified Financial PlannerAtlanta, GaSep 24, 202515 y1
Alexandra C KhouryCertified Financial PlannerAtlanta, GaSep 24, 202515 y1
Laura Wiley BishopAtlanta, GaSep 24, 202515 y1
Bart Anthony SpezialiAtlanta, GaSep 24, 202525 y1
Michael R MassiAtlanta, GaSep 24, 202510 y1
All 122 advisors at Openarc Corporate Advisory, LLC
Advisor movement
2 left, 116 joined in 12 months
net +114 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 1.6% of current headcount2 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    No Schedule A on the extract for this adviser.
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Atlanta, Ga · principal1221222
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Financial planning clients · 0 to 0
      Jul 27, 2026 to Sep 10, 2026
    • Succession · false to unset
      Jul 27, 2026 to Sep 10, 2026
    • Accounts · 492 to 14,525
      Oct 6, 2025 to Mar 27, 2026
    • Advisory employees · 140 to 80
      Oct 6, 2025 to Mar 27, 2026
    • Advisory activities · 4 to 5
      Oct 6, 2025 to Mar 27, 2026
    • HNW clients · 153 to 2,356
      Oct 6, 2025 to Mar 27, 2026
    • Individual clients · 278 to 1,485
      Oct 6, 2025 to Mar 27, 2026
    • Assets in custody · unset to 820251648.0
      Oct 6, 2025 to Mar 27, 2026
    • Custody of client assets · false to true
      Oct 6, 2025 to Mar 27, 2026
    • Employees · 140 to 146
      Oct 6, 2025 to Mar 27, 2026
    • State-registered IARs · 80 to 121
      Oct 6, 2025 to Mar 27, 2026
    • Discretionary RAUM · $444M to $10B
      Oct 6, 2025 to Mar 27, 2026
    • HNW RAUM · $306M to $9.1B
      Oct 6, 2025 to Mar 27, 2026
    • Individual RAUM · $138M to $943M
      Oct 6, 2025 to Mar 27, 2026
    • RAUM · $444M to $10B
      Oct 6, 2025 to Mar 27, 2026
    • Accounts · 0 to 492
      Jul 23, 2025 to Oct 6, 2025
    • Advisory employees · 1 to 140
      Jul 23, 2025 to Oct 6, 2025
    • BD registered reps · 2 to 0
      Jul 23, 2025 to Oct 6, 2025
    • Business name · 1330 ADVISORS, LLC to OPENARC CORPORATE ADVISORY, LLC
      Jul 23, 2025 to Oct 6, 2025
    • HNW clients · unset to 153.0
      Jul 23, 2025 to Oct 6, 2025
    • Individual clients · unset to 278.0
      Jul 23, 2025 to Oct 6, 2025
    • Employees · 3 to 140
      Jul 23, 2025 to Oct 6, 2025
    • Insurance-licensed employees · 2 to 0
      Jul 23, 2025 to Oct 6, 2025
    • Financial planning clients · 0 to 0
      Jul 23, 2025 to Oct 6, 2025
    • HQ city · ST. PETERSBURG to ATLANTA
      Jul 23, 2025 to Oct 6, 2025
    • HQ state · FL to GA
      Jul 23, 2025 to Oct 6, 2025
    • State-registered IARs · 2 to 80
      Jul 23, 2025 to Oct 6, 2025
    • Legal name · 1330 ADVISORS, LLC to OPENARC CORPORATE ADVISORY, LLC
      Jul 23, 2025 to Oct 6, 2025
    • Discretionary RAUM · $0 to $444M
      Jul 23, 2025 to Oct 6, 2025
    • HNW RAUM · unset to 305808535.0
      Jul 23, 2025 to Oct 6, 2025
    • Individual RAUM · unset to 137896916.0
      Jul 23, 2025 to Oct 6, 2025
    • RAUM · $0 to $444M
      Jul 23, 2025 to Oct 6, 2025
    • Related adviser · true to false
      Jul 23, 2025 to Oct 6, 2025
    • Related broker-dealer · true to false
      Jul 23, 2025 to Oct 6, 2025
    Signals
    9 dated events
    • Julia Mclean Ellisor left Openarc Corporate Advisory, Llc for Madison Partners (registered 2026-04-30)
      Jun 12, 2026 · Advisor changed firm · fact
    • Openarc Corporate Advisory, Llc reported RAUM $10.1B, up 2175% from $443.7M (2025-10-06 to 2026-03-27)
      Mar 27, 2026 · RAUM change · derived
    • Openarc Corporate Advisory, Llc reported 121 state-registered advisory representatives, up from 80 (2025-10-06 to 2026-03-27)
      Mar 27, 2026 · Advisor headcount change · derived
    • Delfino Landaverde left Openarc Corporate Advisory, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2025-12-01)
      Nov 10, 2025 · Advisor changed firm · fact
    • Openarc Corporate Advisory, Llc reported 80 state-registered advisory representatives, up from 2 (2025-07-23 to 2025-10-06)
      Oct 6, 2025 · Advisor headcount change · derived
    • 2 advisors left Merrill Lynch, Pierce, Fenner & Smith Incorporated (Summit, NJ) for Openarc Corporate Advisory, LLC a day apart
      Sep 25, 2025 · Team lift-out · derived
    • 88 advisors moved from Merrill Lynch, Pierce, Fenner & Smith Incorporated to Openarc Corporate Advisory, LLC (Atlanta, GA) within 29 days
      Sep 24, 2025 · Large transfer · derived
    • 6 advisors left Merrill Lynch, Pierce, Fenner & Smith Incorporated (Jacksonville, FL) for Openarc Corporate Advisory, LLC within 8 days
      Sep 24, 2025 · Team lift-out · derived
    • 16 advisors left Merrill Lynch, Pierce, Fenner & Smith Incorporated (New York, NY) for Openarc Corporate Advisory, LLC within 16 days
      Sep 24, 2025 · Team lift-out · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/openarc-corporate-advisoryreportedpublic record, Form ADV, Sep 17, 2026
    Website
    openarccorporate.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    844-648-6001reportedpublic record, Form ADV, Sep 16, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $82.7Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026