DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Paul James Dipalma

Mai Capital Management, LLCindependent RIABoulder, CoIA-onlyIAPD 6468087

Feed of 09/14/2026

Also filed as Paul James Dipalma

At current firm

1 y

since Jul 24, 2025

In the industry

12 y

since May 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Mai Capital Management, LLC independent RIA current
since Jul 24, 2025 · Boulder, Co
Libra Wealth LLC independent RIA
Feb 28, 2025 to Jun 2, 2025 · Los Gatos, Ca
The Holland Group, Retirement Wealth Advisors, LLC independent RIA
Jan 11, 2024 to Jan 30, 2025 · Clearwater, Fl
Mutual Trust Asset Mgmt., Inc. independent RIA
Jun 14, 2023 to May 14, 2024 · Clearwater, Fl
Southport Capital former
Jun 29, 2017 to Dec 3, 2021 · Sarasota, Fl

Moves

a registration end followed by a registration begin elsewhere

Libra Wealth LLC to Mai Capital Management, LLC
left Jun 2, 2025, registered Jul 24, 2025 (52 days) · RIA to RIA
The Holland Group, Retirement Wealth Advisors, LLC to Libra Wealth LLC
left Jan 30, 2025, registered Feb 28, 2025 (29 days) · RIA to RIA
Mutual Trust Asset Mgmt., Inc. to The Holland Group, Retirement Wealth Advisors, LLC
left May 14, 2024, registered Jan 11, 2024 (-124 days) · RIA to a newly registered adviser · moved with a team
Southport Capital to Mutual Trust Asset Mgmt., Inc.
left Dec 3, 2021, registered Jun 14, 2023 (558 days) · RIA to RIA

Signals

Paul James Dipalma left Libra Wealth Llc for Mai Capital Management, Llc (registered 2025-07-24)
Jun 2, 2025 · Advisor changed firm · fact
Paul James Dipalma left The Holland Group, Retirement Wealth Advisors, Llc for Libra Wealth Llc (registered 2025-02-28)
Jan 30, 2025 · Advisor changed firm · fact
Paul James Dipalma left Mutual Trust Asset Mgmt., Inc. for The Holland Group, Retirement Wealth Advisors, Llc (registered 2024-01-11)
May 14, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address