DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• R•• Y•••••

A•••••• W•••••state registeredLoveland, CoIA-onlyIAPD 6469419

Certified Financial Planner

Feed of 09/14/2026

Also filed as D•••• R•• Y•••••

At current firm

2 y

since Apr 8, 2024

In the industry

11 y

since May 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A•••••• W••••• state registered current
since Apr 8, 2024 · Loveland, Co
C••••••• W••••• A•••••••• L•• independent RIA
Jun 14, 2021 to Jan 16, 2024 · Bellevue, Wa
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Jul 31, 2020 to Jun 14, 2021 · Seattle, Wa
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Mar 27, 2020 · Boston, Ma
S•••••••• A••••••• L•• national BD
Mar 16, 2016 to Jul 13, 2018 · Greenwood Village, Co

Moves

a registration end followed by a registration begin elsewhere

C••••••• W••••• A•••••••• L•• to A•••••• W•••••
left Jan 16, 2024, registered Apr 8, 2024 (83 days) · RIA to a state-registered adviser
N••••••••• M••••• I••••••••• S••••••••• to C••••••• W••••• A•••••••• L••
left Jun 14, 2021, registered Jun 14, 2021 (0 days) · Other · moved with a team
F••••••• P••••••• A•• W•••••••• A••••••• to N••••••••• M••••• I••••••••• S•••••••••
left Mar 27, 2020, registered Jul 31, 2020 (126 days) · Other
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

Signals

D•••• R•• Y••••• left C••••••• W••••• A•••••••• L•• for A•••••• W••••• (registered 2024-04-08)
Jan 16, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address