DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Zachary Draus

UBS Financial Services Inc.wirehouseMunster, In dual registrantIAPD 6470115

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Zachary Gage Draus

At current firm

1 y

since Aug 6, 2025

In the industry

10 y

since Aug 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

UBS Financial Services Inc. wirehouse current
since Aug 6, 2025 · Munster, In
Citigroup Global Markets Inc. BD affiliated
Jun 2, 2023 to Jul 24, 2025 · Chicago, Il
MML Investors Services, LLC BD affiliated
Jun 6, 2022 to May 24, 2023 · Chicago, Il
Rothschild Wealth LLC independent RIA
Feb 2, 2022 to May 24, 2022 · Oakbrook, Il
J.P. Morgan Securities LLC wirehouse
Aug 31, 2017 to Dec 3, 2021 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

Citigroup Global Markets Inc. to UBS Financial Services Inc.
left Jul 24, 2025, registered Aug 6, 2025 (13 days) · Affiliated broker-dealer or bank to wirehouse
MML Investors Services, LLC to Citigroup Global Markets Inc.
left May 24, 2023, registered Jun 2, 2023 (9 days) · Affiliated broker-dealer or bank to another
Rothschild Wealth LLC to MML Investors Services, LLC
left May 24, 2022, registered Jun 6, 2022 (13 days) · RIA to affiliated broker-dealer or bank
J.P. Morgan Securities LLC to Rothschild Wealth LLC
left Dec 3, 2021, registered Feb 2, 2022 (61 days) · Wirehouse to independent RIA

Signals

Zachary Draus left Citigroup Global Markets Inc. for Ubs Financial Services Inc. (registered 2025-08-06)
Jul 24, 2025 · Advisor changed firm · fact
Zachary Draus left Mml Investors Services, Llc for Citigroup Global Markets Inc. (registered 2023-06-02)
May 24, 2023 · Advisor changed firm · fact
Zachary Draus left Rothschild Wealth Llc for Mml Investors Services, Llc (registered 2022-06-06)
May 24, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address