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Registered advisor
M•••••• O•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M•••••• A Ohara
At current firm
0 y
since Dec 23, 2025
In the industry
11 y
since Mar 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Dec 23, 2025 · Mount Kisco, Ny
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Dec 4, 2025 · New York, Ny
- F••••••• P••••••• A•• W•••••••• A••••••• formerMay 27, 2022 to Mar 31, 2025 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 20, 2015 to Feb 4, 2022 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••left Dec 4, 2025, registered Dec 23, 2025 (19 days) · Affiliated broker-dealer or bank to another · moved with a team
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Feb 4, 2022, registered May 27, 2022 (112 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
- M•••••• O••••• left S•••••••• A••••••• L•• for C•••••• S••••• • C••• I••• (registered 2025-12-23)Dec 4, 2025 · Advisor changed firm · fact
- M•••••• O••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2022-05-27)Feb 4, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address