DFX Intelligence
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Registered advisor
R••••• S•••••• G•••••••••
Feed of 09/14/2026
Also filed as R••••• G•••••••••
At current firm
0 y
since Feb 11, 2026
In the industry
14 y
since Aug 1, 2012 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Feb 11, 2026 · Plano, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDOct 12, 2022 to Feb 19, 2024 · Troy, Mi
- L•• F•••••••• L•• BD affiliatedJul 21, 2021 to Jul 11, 2022 · Silverdale, Wa
- W•••••• • R••• formerDec 19, 2017 to Jul 21, 2021 · Silverdale, Wa
- W•••••• • R••• formerOct 29, 2015 to Nov 9, 2017 · Seattle, Wa
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to F••••• I•••••••••left Feb 19, 2024, registered Feb 11, 2026 (723 days) · Affiliated broker-dealer or bank to independent RIA
- L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Jul 11, 2022, registered Oct 12, 2022 (93 days) · RIA to affiliated broker-dealer or bank
- W•••••• • R••• to L•• F•••••••• L••left Jul 21, 2021, registered Jul 21, 2021 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedFeb 19, 2024 · Advisor changed firm · fact
- ••• LockedJul 11, 2022 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address