RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• T••••• K••••
- M•••••• W••••• M••••••••• other currentsince May 8, 2025 · Tarrytown, Ny
- W•••• F•••• A••••••• wirehouseSep 16, 2024 to May 2, 2025 · New York, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 1, 2020 to Apr 18, 2024 · Fort Lee, Nj
- W•••• F•••• A••••••• to M•••••• W••••• M•••••••••left May 2, 2025, registered May 8, 2025 (6 days) · Other
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Apr 18, 2024, registered Sep 16, 2024 (151 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- S•••••• T••••• K•••• left W•••• F•••• A••••••• for M•••••• W••••• M••••••••• (registered 2025-05-08)May 2, 2025 · Advisor changed firm · fact
- S•••••• T••••• K•••• left C•••••••• G••••• M•••••• I••• for W•••• F•••• A••••••• (registered 2024-09-16)Apr 18, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address