C••• E• S•••••

• S•••••• F•••••••• G••••• L••••• independent RIA current
  since Apr 10, 2024 · Akron, Oh
• P•• W••••• M••••••••• BD affiliated
  Feb 23, 2018 to Jul 16, 2018 · Toledo, Oh
• C••••••• S••••••••• I••• BD affiliated
  Jul 6, 2016 to Dec 14, 2017 · Maumee, Oh
• F•••• T•••• S••••••••• I••• BD affiliated
  Oct 21, 2015 to Jun 9, 2016 · Maumee, Oh

• P•• W••••• M••••••••• to S•••••• F•••••••• G••••• L•••••
  left Jul 16, 2018, registered Apr 10, 2024 (2095 days) · Affiliated broker-dealer or bank to independent RIA
• C••••••• S••••••••• I••• to P•• W••••• M•••••••••
  left Dec 14, 2017, registered Feb 23, 2018 (71 days) · Affiliated broker-dealer or bank to another
• F•••• T•••• S••••••••• I••• to C••••••• S••••••••• I•••
  left Jun 9, 2016, registered Jul 6, 2016 (27 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

11derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address