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Registered advisor
M••••••• R•••••• B••••
Feed of 09/14/2026
Also filed as M••••••• Page
At current firm
1 y
since May 15, 2025
In the industry
11 y
since May 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 15, 2025 · Pasadena, Ca
- C••• F•••••••• S•••••••• L••• formerDec 20, 2022 to May 15, 2025 · Gilbert, Az
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedDec 7, 2020 to Dec 1, 2022 · Mesa, Az
- C••• F•••••••• S•••••••• L••• formerJul 6, 2016 to Dec 8, 2020 · Layton, Ut
Moves
a registration end followed by a registration begin elsewhere
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C••• F•••••••• S•••••••• L•••left Dec 1, 2022, registered Dec 20, 2022 (19 days) · Affiliated broker-dealer or bank to another
- C••• F•••••••• S•••••••• L••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 8, 2020, registered Dec 7, 2020 (-1 days) · Affiliated broker-dealer or bank to another
Signals
- M••••••• R•••••• B•••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for C••• F•••••••• S•••••••• L••• (registered 2022-12-20)Dec 1, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address