RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• N•• D••••
- C•••••• I••••••••• A•••••••• L•• independent RIA currentsince Aug 13, 2026 · Tampa, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 27, 2022 to Aug 7, 2026 · Tampa, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• I••••••••• A•••••••• L••left Aug 7, 2026, registered Aug 13, 2026 (6 days) · Wirehouse to independent RIA
- M•••• N•• D•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for C•••••• I••••••••• A•••••••• L•• (registered 2026-08-13)Aug 7, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address