RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• E• E•••••••
- L•• F•••••••• L•• BD affiliated currentsince Jun 20, 2022 · Miami, Fl
- A••••••• I••••••••• M••••••• •••• L•• formerOct 24, 2018 to Apr 22, 2021 · Miami, Fl
- A••• W••••• M••••••••• •• I••••••••• I••• independent RIAJul 7, 2015 to Jun 8, 2022 · Coral Gables, Fl
- A••• W••••• M••••••••• •• I••••••••• I••• to A••••••• I••••••••• M••••••• •••• L••left Jun 8, 2022, registered Oct 24, 2018 (-1323 days) · channel change inside one enterprise, not a move
- A••••••• I••••••••• M••••••• •••• L•• to L•• F•••••••• L••left Apr 22, 2021, registered Jun 20, 2022 (424 days) · RIA to RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address