DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Alti Wealth Management (US International), Inc.
Latest filing Apr 28, 2026
First filing on the tape Mar 30, 2012 · 32 filings
SEC status approved since Dec 4, 2009
RAUM
$691M
reported, Item 5.F
Discretionary
16%
of RAUM
Private clients
89%
$611M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$230M
derived; firm RAUM over IAPD count
Employees
10
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$691M as of Apr 28, 2026
Mar 30, 2012$2.0B then
HNW client RAUM$611M as of Apr 28, 2026
Mar 27, 2018$516M then
State-registered IARs (5.B.3)4 as of Apr 28, 2026
Mar 30, 20120 then
Employees (5.A)10 as of Apr 28, 2026
Apr 1, 201323 then
Private funds: no history
RAUM +3.0% over the last fiscal year-11% a year over threeIARs 5 to 4
Practice profile
derived from the filing of Apr 28, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $230MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $17.0MderivedHNW RAUM over HNW clients
- Average account
- $18.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 16%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- -20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$611M89%
- Charitable organizations$79.4M11%
- Individual clients
- n/areported
- HNW clients
- 36reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 37reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.11 related_bd=true related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Ricardo Cayetano De La Serna | Coral Gables, Fl | Nov 28, 2025 | 22 y | 2 |
| Jose Felix Remy | Coral Gables, Fl | Nov 30, 2025 | 31 y | 2 |
| Daniel Raul Espinosa | Coral Gables, Fl | Dec 23, 2025 | 16 y | 0 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount3 left over 36 months
Left, latest
- Samuel Wells Covert to Kestra Private Wealth Services, LLCJun 25, 2025 · RIA to affiliated broker-dealer or bank
- Martin E Zavalia to Latin Securities IncJan 12, 2024 · RIA to a state-registered adviser
- Jairo Nahuel Cipolla to Guggenheim Investment Advisors, LLCJan 4, 2024 · Other
- Michael Isaza to J.P. Morgan Securities LLCJan 5, 2023 · RIA to wirehouse
- Marcelo Tome to J. Safra Asset Management CorporationJul 30, 2014 · Other
- Patricia Victorica Garcia to Wells Fargo AdvisorsJun 27, 2014 · Other
- Gerhard Herrera-Pahl to Bigsur Partners, LLCAug 23, 2012 · Other
- Samuel Wells Covert to Noctua International Wmg, LLCAug 23, 2012 · Other
- Maria Cristina Cure to Citigroup Global Markets Inc.Aug 23, 2010 · Other
Joined, latest
- Jose Felix Remy from Alvarium Investment Managers (US), LLCNov 30, 2025 · RIA to RIA
- Ricardo Cayetano De La Serna from Alvarium Investment Managers (US), LLCNov 28, 2025 · RIA to RIA
- Samuel Wells Covert from Noctua International Wmg, LLCMar 12, 2025 · RIA to RIA
- Patricia Victorica Garcia from Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 17, 2013 · Other
- Marcelo Tome from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 10, 2012 · Other
- Martin E Zavalia from Guggenheim Investment Advisors, LLCSep 8, 2010 · Other
- Samuel Wells Covert from Guggenheim Investment Advisors, LLCAug 5, 2010 · Other
- Gerhard Herrera-Pahl from Guggenheim Investment Advisors, LLCJun 16, 2010 · Other
- Maria Cristina Cure from Guggenheim Investment Advisors, LLCJun 16, 2010 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Alvarium Investment Managers (US), LLCApr 22, 2021 · Miami, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Reyna Stephanie Corral · Directorcontrolsince 05/2024 · owns less than 5%
- Cayetano Ricardo De La Serna · Director, Vp And Secretarycontrolsince 01/2015 · owns less than 5%
- Ivan Jamie Grossman · Directorcontrolsince 01/2023 · owns less than 5%
- Fogle Whitney Lewis · General Counsel And Chief Compliance Officercontrolsince 10/2023 · owns less than 5%
- Felix Jose Remy · Director, Presidentcontrolsince 01/2015 · owns less than 5%
Entity owners
- Alti Global Wealth Management Holdings Limited · Shareholderdirect · owns 75% or more
- Alti Global Capital, LLC · Shareholderindirect · owns 75% or more of Alti Global Topco Limited
- Alti Global Holdings, LLC · Memberindirect · owns 75% or more of Alti Wealth Management Holdings, LLC
- Alti Global Topco Limited · Memberindirect · owns 75% or more of Alti Global Holdings, LLC
- Alti Global, Inc. · Memberindirect · owns 25% to 50% of Alti Global Capital, LLC · public reporting company
- Alti Wealth Management Holdings, LLC · Shareholderindirect · owns 75% or more of Alti Global Wealth Management Holdings Limited
Related persons
Schedule D 7.A
- Alti Ci Advisors (Uk) Limitedinvestment advisern
- Alti Po (Payments) Limitedreal estaten
- Alti Re Limitedinvestment adviserpooled vehicle sponsorn
- Alti Strategic Advisory (Uk) Limitedbroker-dealerinvestment advisern
- Alti Strategic Advisory (US) Bd, LLCbroker-dealern
- Alti Wealth Management (France) Sasinvestment advisern
- Alti Wealth Management (Hong Kong) Limitedinvestment advisern
- Alti Wealth Management (Portugal) - Empresa De Investimento, S.A.investment advisern
- Alti Wealth Management (Singapore) Pte Limitedinvestment advisern
- Alti Wealth Management (Switzerland) Sainvestment advisern
- Alti Wealth Management (Uk) Limitedinvestment advisern
- Alvarium Ci (US) LLCpooled vehicle sponsorn
- Alvarium Core Partners Llpinvestment advisern
- Alvarium Fund Managers (Uk) Limitedinvestment advisern
- Alvarium Investment Advisors (Suisse) Sainvestment advisern
- Alvarium Investment Managers (Uk) Llpinvestment adviserpooled vehicle sponsorn
- Alvarium Re (US), LLCn
- Casteel Capital Llpinvestment advisern
- Cresco Capital Advisers Llpinvestment advisern
- Ellora Partners Limitedbroker-dealerinvestment advisern
- Holbein Partners Llpinvestment advisern
- Lj Management (Iom) Limitedn
- Lj Management (Suisse) San
- Osprey Equity Partners Limitedinvestment advisern
- Pointwise Partners Limitedinvestment advisern
- Pradera Europe Limitedinvestment advisern
- Pradera Limitedinvestment advisern
- Social Housing Income Advisors Limitedinvestment advisern
- Tiedemann Advisors, LLCinvestment adviserbankpooled vehicle sponsornRAUM $31B
- Tiedemann Constantia Aginvestment advisern
Advisers that list Alti Wealth Management (US International), Inc. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Coral Gables, Fl · principal | 3 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Apr 28, 2026HNW RAUM per HNW client of $16,983,918 against a peer median of $3,135,307 (1405 comparable advisers, 99.0th percentile, 9.1 robust deviations)peers: independent wealth managers, $500M to $1B (1,405) · 99% percentile
- large related person networkStatic outlier · filing Apr 28, 2026related persons on Schedule D 7.A of 33.0 against a peer median of 4.0 (97 comparable advisers, 100.0th percentile, 19.6 robust deviations)peers: independent wealth managers, $500M to $1B (97) · 100% percentile
What changed
consecutive filings, newest first
- Advisory employees · 5 to 4Jul 29, 2025 to Mar 30, 2026
- Employees · 5 to 10Jul 29, 2025 to Mar 30, 2026
- State-registered IARs · 5 to 4Jul 29, 2025 to Mar 30, 2026
- Discretionary RAUM · $108M to $112MJul 29, 2025 to Mar 30, 2026
- HNW RAUM · $595M to $611MJul 29, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $563M to $578MJul 29, 2025 to Mar 30, 2026
- RAUM · $670M to $691MJul 29, 2025 to Mar 30, 2026
- Financial planning clients · 26-50 to 26-50Mar 28, 2025 to Jul 29, 2025
- HQ city · MIAMI to CORAL GABLESMar 28, 2025 to Jul 29, 2025
- Accounts · 39 to 37Oct 14, 2024 to Mar 28, 2025
- Advisory employees · 4 to 5Oct 14, 2024 to Mar 28, 2025
- Business name · ALVARIUM INVESTMENT ADVISORS (US), INC. to ALTI WEALTH MANAGEMENT (US INTERNATIONAL), INC.Oct 14, 2024 to Mar 28, 2025
- HNW clients · 38 to 36Oct 14, 2024 to Mar 28, 2025
- Employees · 4 to 5Oct 14, 2024 to Mar 28, 2025
- State-registered IARs · 4 to 5Oct 14, 2024 to Mar 28, 2025
- Legal name · ALVARIUM INVESTMENT ADVISORS (US), INC. to ALTI WEALTH MANAGEMENT (US INTERNATIONAL), INC.Oct 14, 2024 to Mar 28, 2025
- Discretionary RAUM · $92.6M to $108MOct 14, 2024 to Mar 28, 2025
- HNW RAUM · $767M to $595MOct 14, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $748M to $563MOct 14, 2024 to Mar 28, 2025
- RAUM · $840M to $670MOct 14, 2024 to Mar 28, 2025
- Accounts · 54 to 39Oct 6, 2023 to Mar 29, 2024
- Advisory employees · 12 to 4Oct 6, 2023 to Mar 29, 2024
- BD registered reps · 1 to 0Oct 6, 2023 to Mar 29, 2024
- HNW clients · 52 to 38Oct 6, 2023 to Mar 29, 2024
- Employees · 26 to 4Oct 6, 2023 to Mar 29, 2024
- Financial planning clients · 51-100 to 26-50Oct 6, 2023 to Mar 29, 2024
- State-registered IARs · 12 to 4Oct 6, 2023 to Mar 29, 2024
- Discretionary RAUM · $266M to $92.6MOct 6, 2023 to Mar 29, 2024
- HNW RAUM · $896M to $767MOct 6, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $700M to $748MOct 6, 2023 to Mar 29, 2024
- RAUM · $966M to $840MOct 6, 2023 to Mar 29, 2024
- Accounts · 53 to 54Jan 17, 2023 to Apr 3, 2023
- Advisory activities · 3 to 4Jan 17, 2023 to Apr 3, 2023
- Employees · 28 to 26Jan 17, 2023 to Apr 3, 2023
- Financial planning clients · unset to 51-100Jan 17, 2023 to Apr 3, 2023
- Discretionary RAUM · $129M to $266MJan 17, 2023 to Apr 3, 2023
- HNW RAUM · $815M to $896MJan 17, 2023 to Apr 3, 2023
- Non-discretionary RAUM · $767M to $700MJan 17, 2023 to Apr 3, 2023
- RAUM · $895M to $966MJan 17, 2023 to Apr 3, 2023
- Related bank · false to trueJan 17, 2023 to Apr 3, 2023
Signals
22 dated events
- Samuel Wells Covert left Alti Wealth Management (Us International), Inc. for Kestra Private Wealth Services, Llc (registered 2025-06-06)Jun 25, 2025 · Advisor changed firm · fact
- Andres Edwin Fermin (Director, Compliance Officer) no longer on Schedule A of Alti Wealth Management (Us International), Inc. (listed 2024-03-29, absent 2024-05-02)May 2, 2024 · Control person left · inference
- Reyna Stephanie Corral (Director) appeared on Schedule A of Alti Wealth Management (Us International), Inc.May 2, 2024 · Control person joined · fact
- Martin E Zavalia left Alti Wealth Management (Us International), Inc. for Latin Securities Inc (registered 2023-09-19)Jan 12, 2024 · Advisor changed firm · fact
- Jairo Nahuel Cipolla left Alti Wealth Management (Us International), Inc. for Guggenheim Investment Advisors, Llc (registered 2024-04-08)Jan 4, 2024 · Advisor changed firm · fact
- Clara Bullrich (Director, Vice President) no longer on Schedule A of Alti Wealth Management (Us International), Inc. (listed 2023-04-27, absent 2023-10-06)Oct 6, 2023 · Control person left · inference
- Marc Cane (Cco) no longer on Schedule A of Alti Wealth Management (Us International), Inc. (listed 2023-04-27, absent 2023-10-06)Oct 6, 2023 · Control person left · inference
- Fogle Whitney Lewis (General Counsel And Chief Compliance Officer) appeared on Schedule A of Alti Wealth Management (Us International), Inc.Oct 6, 2023 · Control person joined · fact
- Andres Edwin Fermin (Director, Compliance Officer) appeared on Schedule A of Alti Wealth Management (Us International), Inc.Oct 6, 2023 · Control person joined · fact
- Edward Carlosfelipe Mejia (Director) no longer on Schedule A of Alti Wealth Management (Us International), Inc. (listed 2023-01-17, absent 2023-04-03)Apr 3, 2023 · Control person left · inference
- Ivan Jamie Grossman (Director) appeared on Schedule A of Alti Wealth Management (Us International), Inc.Jan 13, 2023 · Control person joined · fact
- Nicholas Barker (Director) no longer on Schedule A of Alti Wealth Management (Us International), Inc. (listed 2022-12-02, absent 2023-01-13)Jan 13, 2023 · Control person left · inference
- Hong Sai Yeung (Equity) no longer on Schedule A of Alti Wealth Management (Us International), Inc. (listed 2022-12-02, absent 2023-01-13)Jan 13, 2023 · Control person left · inference
- Jassim Al-Thani (Equity) no longer on Schedule A of Alti Wealth Management (Us International), Inc. (listed 2022-12-02, absent 2023-01-13)Jan 13, 2023 · Control person left · inference
- Michael Isaza left Alti Wealth Management (Us International), Inc. for J.P. Morgan Securities Llc (registered 2023-01-03)Jan 5, 2023 · Advisor changed firm · fact
- Marc Cane (Cco) appeared on Schedule A of Alti Wealth Management (Us International), Inc.Dec 2, 2022 · Control person joined · fact
- Edward Lawson Johnston (Director / Ceo) no longer on Schedule A of Alti Wealth Management (Us International), Inc. (listed 2021-04-09, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Jassim Al-Thani (Equity) appeared on Schedule A of Alti Wealth Management (Us International), Inc.Mar 26, 2020 · Control person joined · fact
- Paul Elliot Shave (Director And Treasurer) no longer on Schedule A of Alti Wealth Management (Us International), Inc. (listed 2019-06-28, absent 2020-03-26)Mar 26, 2020 · Control person left · inference
- Edward Lawson Johnston (Director) appeared on Schedule A of Alti Wealth Management (Us International), Inc.Jun 28, 2019 · Control person joined · fact
- Andrew Williams (Director, Vice President) no longer on Schedule A of Alti Wealth Management (Us International), Inc. (listed 2018-03-27, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
- Alti Wealth Management (Us International), Inc. reported RAUM $515.6M, down 76% from $2.1B (2017-05-24 to 2018-03-27)Mar 27, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 206-748-3669reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 212-396-5900reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 214-855-2200reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/altiglobalreportedpublic record, Form ADV, Sep 17, 2026
- Website
- alti-global.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 305.373.8033reportedpublic record, Form ADV, Apr 28, 2026
- Contact form
- alti-global.com/contact-locationreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- alti-global.com/peoplereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $230Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026