RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••••• S••••• C•••••••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jul 1, 2021 · Orlando, Fl
- V••• F•••••••• A•••••••• I••• BD affiliatedApr 2, 2020 to Jul 1, 2021 · Tampa, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedMay 1, 2017 to Dec 24, 2019 · Ft Lauderdale, Fl
- V••• F•••••••• A•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 1, 2021, registered Jul 1, 2021 (0 days) · Affiliated broker-dealer or bank to another
- M•• I•••••••• S•••••••• L•• to V••• F•••••••• A•••••••• I•••left Dec 24, 2019, registered Apr 2, 2020 (100 days) · Affiliated broker-dealer or bank to another
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address