RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• C•••• R••••••
- U•• F•••••••• S••••••• I••• wirehouse currentsince Jan 13, 2026 · Tampa, Fl
- F••••• I••••••••• independent RIASep 13, 2024 to Aug 8, 2025 · Plano, Tx
- U•• F•••••••• S••••••• I••• wirehouseMay 17, 2019 to Aug 8, 2024 · Weehawken, Nj
- F••••• I••••••••• to U•• F•••••••• S••••••• I•••left Aug 8, 2025, registered Jan 13, 2026 (158 days) · RIA to wirehouse
- U•• F•••••••• S••••••• I••• to F••••• I•••••••••left Aug 8, 2024, registered Sep 13, 2024 (36 days) · Wirehouse to independent RIA
- G•••••• C•••• R•••••• left F••••• I••••••••• for U•• F•••••••• S••••••• I••• (registered 2026-01-13)Aug 8, 2025 · Advisor changed firm · fact
- G•••••• C•••• R•••••• left U•• F•••••••• S••••••• I••• for F••••• I••••••••• (registered 2024-09-13)Aug 8, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address