RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••••• J• V•• G•••••
- M•••••• F•••••••• P••••••• state registered currentsince Oct 10, 2018 · Oak Bluffs, Ma
- O••••• I••••••••• A••••••• L•• independent RIAAug 31, 2022 to Mar 10, 2023 · Sarasota, Fl
- C•••••• W••••• M••••••••• L•• formerNov 22, 2017 to Jun 13, 2018 · Ayer, Ma
- A••••••••• F•••••••• S•••••••• L•• national BDMar 10, 2016 to Nov 6, 2017 · Reston, Va
- O••••• I••••••••• A••••••• L•• to no registered destinationleft Mar 10, 2023 · Departure, no registered destination
- C•••••• W••••• M••••••••• L•• to M•••••• F•••••••• P•••••••left Jun 13, 2018, registered Oct 10, 2018 (119 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to C•••••• W••••• M••••••••• L••left Nov 6, 2017, registered Nov 22, 2017 (16 days) · Other
- T••••••• J• V•• G••••• no longer registered at O••••• I••••••••• A••••••• L••; no later IA registration on IAPDMar 10, 2023 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address