DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

I••• Y••••••

E••••• J••••national BDHillsboro, Or dual registrantIAPD 6493358

Feed of 09/14/2026

At current firm

3 y

since Jan 13, 2023

In the industry

10 y

since Jun 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Jan 13, 2023 · Hillsboro, Or
C•••••• S••••• • C••• I••• national BD
Mar 17, 2022 to Jul 27, 2022 · Beaverton, Or
T• A••••••••• I••••••••• M••••••••• L•• former
Feb 3, 2020 to Jul 27, 2022 · Portland, Or
T• A••••••••• I••• former
Jan 17, 2020 to Jul 27, 2022 · Portland, Or
S•••••••• I••••••••• M••••••••• former
Mar 23, 2017 to Mar 7, 2018 · Saint Louis, Mo
E••••• J•••• national BD
Sep 15, 2016 to Feb 21, 2017 · Brooklyn, Ny

Moves

a registration end followed by a registration begin elsewhere

T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Jul 27, 2022, registered Mar 17, 2022 (-132 days) · channel change inside one enterprise, not a move
C•••••• S••••• • C••• I••• to E••••• J••••
left Jul 27, 2022, registered Jan 13, 2023 (170 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Jul 27, 2022, registered Feb 3, 2020 (-905 days) · channel change inside one enterprise, not a move
S•••••••• I••••••••• M••••••••• to T• A••••••••• I•••
left Mar 7, 2018, registered Jan 17, 2020 (681 days) · channel change inside one enterprise, not a move
E••••• J•••• to S•••••••• I••••••••• M•••••••••
left Feb 21, 2017, registered Mar 23, 2017 (30 days) · Other

Signals

I••• Y•••••• left C•••••• S••••• • C••• I••• for E••••• J•••• (registered 2023-01-13)
Jul 27, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address