K•• H••••

• L•• F•••••••• L•• BD affiliated current
  since Apr 7, 2025 · Solana Beach, Ca
• L•• E••••••••• L•• BD affiliated
  Nov 14, 2024 to Feb 10, 2025 · San Diego, Ca
• P•••• S••••••••• L•• no RAUM
  May 5, 2020 to Nov 14, 2024 · San Diego, Ca
• E••••• J•••• national BD
  Sep 25, 2015 to Dec 11, 2019 · Escondido, Ca

• L•• E••••••••• L•• to L•• F•••••••• L••
  left Feb 10, 2025, registered Apr 7, 2025 (56 days) · Other
• P•••• S••••••••• L•• to L•• E••••••••• L••
  left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
• E••••• J•••• to P•••• S••••••••• L••
  left Dec 11, 2019, registered May 5, 2020 (146 days) · Affiliated broker-dealer or bank to another

• ••• Locked
  Feb 10, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

11derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address