RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- B•• P•••••••• I••• BD affiliated currentsince Dec 16, 2025 · Cedar Rapids, Ia
- N•••••• F•••••••• G••••• I••• independent RIAFeb 6, 2024 to Dec 12, 2025 · Cedar Rapids, Ia
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIAJul 2, 2020 to Dec 22, 2020 · Independence, Ia
- N•••••• F•••••••• G••••• I••• to B•• P•••••••• I•••left Dec 12, 2025, registered Dec 16, 2025 (4 days) · RIA to affiliated broker-dealer or bank
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• to N•••••• F•••••••• G••••• I•••left Dec 22, 2020, registered Feb 6, 2024 (1141 days) · RIA to RIA
- Lucas Scott Gray left Nations Financial Group, Inc. for Bfc Planning, Inc. (registered 2025-12-16)Dec 12, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address