RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• A•••• W•••••
- U•• A•••• M••••••••• ••••••••• L•• mixed wealth currentsince Mar 23, 2026 · New York, Ny
- J••••• M••••••••• S•••• L•• BD affiliatedMay 5, 2023 to Nov 25, 2025 · Philadelphia, Pa
- J••••• M••••••••• S•••• L•• to U•• A•••• M••••••••• ••••••••• L••left Nov 25, 2025, registered Mar 23, 2026 (118 days) · Affiliated broker-dealer or bank to independent RIA
- R•••••• A•••• W••••• left J••••• M••••••••• S•••• L•• for U•• A•••• M••••••••• ••••••••• L•• (registered 2026-03-23)Nov 25, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address