DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•••• S•••• M•••••

A••••••• W••••• A•••••••BD affiliatedFort Worth, Txdual registrantIAPD 6496128

Feed of 09/14/2026

Also filed as T•••• S M•••••

At current firm

2 y

since Jul 22, 2024

In the industry

11 y

since May 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••• W••••• A••••••• BD affiliated current
since Jul 22, 2024 · Fort Worth, Tx
L•• F•••••••• L•• BD affiliated
Jan 15, 2019 to Jul 24, 2024 · Ft. Worth, Tx
A••••••••• F•••••••• S•••••••• L•• national BD
Mar 14, 2018 to Dec 18, 2018 · Richardson, Tx
K• W••••• M••••••••• L•• state registered
Jan 25, 2017 to May 3, 2018 · Tulsa, Ok
L•• F•••••••• L•• BD affiliated
Dec 16, 2016 to Mar 7, 2018 · Tulsa, Ok

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to A••••••• W••••• A•••••••
left Jul 24, 2024, registered Jul 22, 2024 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••
left Dec 18, 2018, registered Jan 15, 2019 (28 days) · Affiliated broker-dealer or bank to independent RIA
K• W••••• M••••••••• L•• to A••••••••• F•••••••• S•••••••• L••
left May 3, 2018, registered Mar 14, 2018 (-50 days) · Other
L•• F•••••••• L•• to K• W••••• M••••••••• L••
left Mar 7, 2018, registered Jan 25, 2017 (-406 days) · RIA to a state-registered adviser

Signals

T•••• S•••• M••••• left L•• F•••••••• L•• for A••••••• W••••• A••••••• (registered 2024-07-22)
Jul 24, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address