RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• W•••• H••••
- Professional profile
- linkedin.com/in/tim-hicks-hfpreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- H•••• F•••••••• P•••••••• L•• state registered currentsince Feb 2, 2022 · Southern Pines, Nc
- C•• A•••••••• L•• independent RIAJun 25, 2018 to Feb 2, 2022 · Southern Pines, Nc
- A••••••••• F•••••••• S•••••••• L•• national BDJun 7, 2017 to Jun 25, 2018 · Southern Pines, Nc
- S••••••••• A•••••• A•••••••• I••• formerJun 13, 2016 to Jun 6, 2017 · Pinehurst, Nc
- A••••••• F•••••••• A•••••••• L•• BD affiliatedJan 22, 2016 to Jun 7, 2016 · Pinehurst, Nc
- C•• A•••••••• L•• to H•••• F•••••••• P•••••••• L••left Feb 2, 2022, registered Feb 2, 2022 (0 days) · RIA to a state-registered adviser
- A••••••••• F•••••••• S•••••••• L•• to C•• A•••••••• L••left Jun 25, 2018, registered Jun 25, 2018 (0 days) · Affiliated broker-dealer or bank to independent RIA
- S••••••••• A•••••• A•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Jun 6, 2017, registered Jun 7, 2017 (1 days) · Other
- A••••••• F•••••••• A•••••••• L•• to S••••••••• A•••••• A•••••••• I•••left Jun 7, 2016, registered Jun 13, 2016 (6 days) · Other
- T•••••• W•••• H•••• left C•• A•••••••• L•• for H•••• F•••••••• P•••••••• L•• (registered 2022-02-02)Feb 2, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address