D•••• M••••

• E•••• S••••••••• L•• BD affiliated current
  since Oct 30, 2020 · Bethesda, Md
• N••••••••• M••••• I••••••••• S••••••••• no RAUM
  Apr 13, 2017 to Aug 17, 2020 · Baltimore, Md
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Dec 18, 2015 to Mar 22, 2017 · Hunt Valley, Md

• N••••••••• M••••• I••••••••• S••••••••• to E•••• S••••••••• L••
  left Aug 17, 2020, registered Oct 30, 2020 (74 days) · Other
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N••••••••• M••••• I••••••••• S•••••••••
  left Mar 22, 2017, registered Apr 13, 2017 (22 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

11derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address