RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• G•••• D••••••
- M••••• S•••••• wirehouse currentsince Aug 5, 2022 · Baton Rouge, La
- T•• S•••• F•••••••• G•••• formerJan 30, 2017 to Jul 21, 2022 · Baton Rouge, La
- T•• S•••• F•••••••• G•••• to M••••• S••••••left Jul 21, 2022, registered Aug 5, 2022 (15 days) · RIA to wirehouse
- J••••• G•••• D•••••• left T•• S•••• F•••••••• G•••• for M••••• S•••••• (registered 2022-08-05)Jul 21, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address